US SEC 'attuned to potential risk' in private funds, enforcement chief says

ReutersMay 13, 2026 1:33 PM

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WASHINGTON, May 13 (Reuters) - Enforcement officials at Wall Street's top regulator are keeping an eye on potential risks in the private funds sector, the agency's newly installed head of enforcement said Wednesday.

"We're attuned to potential risk relating to liquidity, fees, valuation and conflicts of interest, not only at the private fund advisor level, but throughout the distribution chain," David Woodcock, director of enforcement at the U.S. Securities and Exchange Commission, said in public remarks. "Firms must ensure their representatives understand the products they sell and in their end, the investment profiles, risk tolerance and liquidity needs of their clients."

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