SWK Holdings Corp
SWKH17.390USD
-0.110-0.63%
Close 01/09, 16:00（ET）Quotes delayed by 15 min
210.35MMarket Cap
9.35P/E TTM
More Details of SWK Holdings Corp Company
SWK Holdings Corporation is a life science focused specialty finance company partnering with small- and mid-sized commercial-stage healthcare companies. The Company provides non-dilutive financing to fuel the development and commercialization of lifesaving and life-enhancing medical technologies and products. The Company's solutions include structured debt, traditional royalty monetization, synthetic royalty transactions, and asset purchases typically ranging in size from $5.0 million to $25.0 million.
SWK Holdings Corp Info
Ticker SymbolSWKH
Company nameSWK Holdings Corp
IPO dateSep 22, 1999
CEOStaggs (Joe D)
Number of employees24
Security typeOrdinary Share
Fiscal year-endSep 22
Address5956 Sherry Lane
CityDALLAS
Stock exchangeNASDAQ OMX - NASDAQ BASIC
CountryUnited States of America
Postal code75225
Phone12142177253
Websitehttps://www.swkhold.com/
Ticker SymbolSWKH
IPO dateSep 22, 1999
CEOStaggs (Joe D)
Company Executives of SWK Holdings Corp
Name
Name/Position
Position
Shareholding
Change
Ms. Laurie L. Dotter
Ms. Laurie L. Dotter
Independent Chairman of the Board
Independent Chairman of the Board
16.79K
+3858.00%
Mr. Adam Rice, CPA
Mr. Adam Rice, CPA
Chief Financial Officer
Chief Financial Officer
15.25K
--
Mr. Jerry G. Albright
Mr. Jerry G. Albright
Independent Director
Independent Director
10.83K
+3858.00%
Mr. Robert K. Hatcher
Mr. Robert K. Hatcher
Independent Director
Independent Director
--
--
Mr. Joe D. Staggs
Mr. Joe D. Staggs
President, Chief Executive Officer
President, Chief Executive Officer
--
--
Susan Xu
Susan Xu
Investor Relations
Investor Relations
--
--
Name
Name/Position
Position
Shareholding
Change
Ms. Laurie L. Dotter
Ms. Laurie L. Dotter
Independent Chairman of the Board
Independent Chairman of the Board
16.79K
+3858.00%
Mr. Adam Rice, CPA
Mr. Adam Rice, CPA
Chief Financial Officer
Chief Financial Officer
15.25K
--
Mr. Jerry G. Albright
Mr. Jerry G. Albright
Independent Director
Independent Director
10.83K
+3858.00%
Mr. Robert K. Hatcher
Mr. Robert K. Hatcher
Independent Director
Independent Director
--
--
Mr. Joe D. Staggs
Mr. Joe D. Staggs
President, Chief Executive Officer
President, Chief Executive Officer
--
--
Susan Xu
Susan Xu
Investor Relations
Investor Relations
--
--
Revenue Breakdown
Relevant data have not been disclosed by the company yet.
Relevant data have not been disclosed by the company yet.
By Business
By Region
Relevant data have not been disclosed by the company yet.
Shareholding Stats
Updated: Sun, Nov 16
Updated: Sun, Nov 16
Shareholders
Shareholder Types
Shareholders
Shareholders
Proportion
Carlson Capital, L.P.
70.21%
M3F, Inc.
6.06%
Carlson (Clint Duane)
3.30%
Cannell Capital, LLC
2.00%
The Vanguard Group, Inc.
1.63%
Other
16.80%
Shareholders
Shareholders
Proportion
Carlson Capital, L.P.
70.21%
M3F, Inc.
6.06%
Carlson (Clint Duane)
3.30%
Cannell Capital, LLC
2.00%
The Vanguard Group, Inc.
1.63%
Other
16.80%
Shareholder Types
Shareholders
Proportion
Hedge Fund
73.19%
Investment Advisor/Hedge Fund
8.45%
Individual Investor
6.48%
Investment Advisor
6.13%
Research Firm
0.10%
Bank and Trust
0.03%
Other Insider Investor
0.02%
Pension Fund
0.02%
Other
5.57%
Institutional Shareholding
Updated: Thu, Jan 1
Updated: Thu, Jan 1
Reporting Period
No. of institutions
Shares Held
Proportion
Change
2025Q4
123
10.64M
87.93%
-181.19K
2025Q3
119
10.63M
87.85%
-222.39K
2025Q2
127
11.55M
94.17%
+416.62K
2025Q1
128
11.51M
93.81%
+442.78K
2024Q4
126
11.51M
94.11%
+364.58K
2024Q3
119
11.54M
93.91%
-435.85K
2024Q2
115
11.79M
94.69%
-227.18K
2024Q1
114
11.80M
94.53%
-292.42K
2023Q4
115
11.77M
94.18%
-295.15K
2023Q3
127
12.03M
96.08%
-336.95K
View more
Shareholder Activity
Name
Shares Held
Proportion
Change
Chg %
Date
Carlson Capital, L.P.
8.49M
70.21%
--
--
Sep 30, 2025
M3F, Inc.
733.15K
6.06%
+34.73K
+4.97%
Sep 30, 2025
Carlson (Clint Duane)
399.39K
3.3%
+399.39K
--
Oct 23, 2024
Cannell Capital, LLC
241.32K
2%
-73.30K
-23.30%
Sep 30, 2025
The Vanguard Group, Inc.
196.71K
1.63%
-4.35K
-2.16%
Sep 30, 2025
BlackRock Institutional Trust Company, N.A.
123.66K
1.02%
-2.16K
-1.72%
Sep 30, 2025
Staggs (Joe David JR)
116.73K
0.96%
+856.00
+0.74%
Apr 22, 2025
Bridgeway Capital Management, LLC
114.76K
0.95%
+480.00
+0.42%
Sep 30, 2025
Raymond James Financial Services Advisors, Inc.
78.61K
0.65%
+3.95K
+5.29%
Sep 30, 2025
Geode Capital Management, L.L.C.
75.82K
0.63%
+502.00
+0.67%
Sep 30, 2025
View more
Related ETFs
Updated: Sat, Dec 6
Updated: Sat, Dec 6
Name
Proportion
iShares Micro-Cap ETF
0.01%
Proshares Ultra Russell 2000
0%
iShares Russell 2000 ETF
0%
Global X Russell 2000 ETF
0%
ProShares UltraPro Russell2000
0%
iShares Russell 2000 Value ETF
0%
DFA Dimensional US Core Equity Market ETF
0%
ProShares Hedge Replication ETF
0%
Dimensional US Core Equity 1 ETF
0%
DFA Dimensional US Sustainability Core 1 ETF
0%
View more
iShares Micro-Cap ETF
Proportion0.01%
Proshares Ultra Russell 2000
Proportion0%
iShares Russell 2000 ETF
Proportion0%
Global X Russell 2000 ETF
Proportion0%
ProShares UltraPro Russell2000
Proportion0%
iShares Russell 2000 Value ETF
Proportion0%
DFA Dimensional US Core Equity Market ETF
Proportion0%
ProShares Hedge Replication ETF
Proportion0%
Dimensional US Core Equity 1 ETF
Proportion0%
DFA Dimensional US Sustainability Core 1 ETF
Proportion0%
Dividend
A total of
0.00
USD has been distributed in dividends over the past 5 years.
Date
Dividend
Record Date
Payment Date
Ex-dividend Date
No Data
Stock Split
Date
Type
Ratio
No Data
Date
Type
Ratio
No Data
FAQs
Who are the top five shareholders of SWK Holdings Corp?
The top five shareholders of SWK Holdings Corp are:
Carlson Capital, L.P. holds 8.49M shares, accounting for 70.21% of the total shares.
M3F, Inc. holds 733.15K shares, accounting for 6.06% of the total shares.
Carlson (Clint Duane) holds 399.39K shares, accounting for 3.30% of the total shares.
Cannell Capital, LLC holds 241.32K shares, accounting for 2.00% of the total shares.
The Vanguard Group, Inc. holds 196.71K shares, accounting for 1.63% of the total shares.
Carlson Capital, L.P. holds 8.49M shares, accounting for 70.21% of the total shares.
M3F, Inc. holds 733.15K shares, accounting for 6.06% of the total shares.
Carlson (Clint Duane) holds 399.39K shares, accounting for 3.30% of the total shares.
Cannell Capital, LLC holds 241.32K shares, accounting for 2.00% of the total shares.
The Vanguard Group, Inc. holds 196.71K shares, accounting for 1.63% of the total shares.
What are the top three shareholder types of SWK Holdings Corp?
The top three shareholder types of SWK Holdings Corp are:
Carlson Capital, L.P.
M3F, Inc.
Carlson (Clint Duane)
Carlson Capital, L.P.
M3F, Inc.
Carlson (Clint Duane)
How many institutions hold shares of SWK Holdings Corp (SWKH)?
As of 2025Q4, 123 institutions hold shares of SWK Holdings Corp, with a combined market value of approximately 10.64M, accounting for 87.93% of the total shares. Compared to 2025Q3, institutional shareholding has increased by 0.08%.
What is the biggest source of revenue for SWK Holdings Corp?
In --, the -- business generated the highest revenue for SWK Holdings Corp, amounting to -- and accounting for --% of total revenue.
