Rand Capital Corp
RAND13.500USD
-1.830-11.94%
Close 12/19, 16:00（ET）Quotes delayed by 15 min
40.09MMarket Cap
LossP/E TTM
More Details of Rand Capital Corp Company
Rand Capital Corporation is an externally managed, closed-end, non-diversified management investment company. The Company’s investment objective is to maximize the total return to its shareholders on current income and capital appreciation by focusing on its debt and related equity investments in privately held, lower middle market companies with committed and experienced management in a variety of industries. The Company invests in businesses that have sustainable, differentiated and market proven products. The Company invests at least 70 % of total assets in qualifying assets and provides managerial assistance to the portfolio companies in which it invests. The Company has a portfolio of investments across professional and business services, manufacturing, consumer products, software, distribution, automotive, and health and wellness. The Company's investment adviser is Rand Capital Management, LLC (RCM).
Rand Capital Corp Info
Ticker SymbolRAND
Company nameRand Capital Corp
IPO dateNov 05, 1970
CEOPenberthy (Daniel P)
Number of employees- -
Security typeOrdinary Share
Fiscal year-endNov 05
Address1405 Rand Building
CityBUFFALO
Stock exchangeNASDAQ OMX - NASDAQ BASIC
CountryUnited States of America
Postal code14203
Phone17168530802
Websitehttps://www.randcapital.com/
Ticker SymbolRAND
IPO dateNov 05, 1970
CEOPenberthy (Daniel P)
Company Executives of Rand Capital Corp
Name
Name/Position
Position
Shareholding
Change
Mr. Robert M. (Bob) Zak
Mr. Robert M. (Bob) Zak
Independent Chairman of the Board
Independent Chairman of the Board
23.46K
+14.97%
Mr. Daniel P. Penberthy
Mr. Daniel P. Penberthy
President, Chief Executive Officer
President, Chief Executive Officer
19.28K
+14.97%
Mr. Erland E. (Erkie) Kailbourne
Mr. Erland E. (Erkie) Kailbourne
Independent Director
Independent Director
12.82K
+16.55%
Ms. Cari L. Jaroslawsky
Ms. Cari L. Jaroslawsky
Independent Director
Independent Director
1.68K
+14.95%
Ms. Deborah K. Pawlowski
Ms. Deborah K. Pawlowski
Investor Relations
Investor Relations
--
--
Mr. Adam S. Gusky
Mr. Adam S. Gusky
Director
Director
--
--
Ms. Margaret Brechtel
Ms. Margaret Brechtel
Chief Financial Officer, Executive Vice President, Treasurer, Secretary
Chief Financial Officer, Executive Vice President, Treasurer, Secretary
--
--
Ms. Heather Eastgate
Ms. Heather Eastgate
Chief Compliance Officer
Chief Compliance Officer
--
--
Mr. Benjamin E. Godley
Mr. Benjamin E. Godley
Independent Director
Independent Director
--
--
Name
Name/Position
Position
Shareholding
Change
Mr. Robert M. (Bob) Zak
Mr. Robert M. (Bob) Zak
Independent Chairman of the Board
Independent Chairman of the Board
23.46K
+14.97%
Mr. Daniel P. Penberthy
Mr. Daniel P. Penberthy
President, Chief Executive Officer
President, Chief Executive Officer
19.28K
+14.97%
Mr. Erland E. (Erkie) Kailbourne
Mr. Erland E. (Erkie) Kailbourne
Independent Director
Independent Director
12.82K
+16.55%
Ms. Cari L. Jaroslawsky
Ms. Cari L. Jaroslawsky
Independent Director
Independent Director
1.68K
+14.95%
Ms. Deborah K. Pawlowski
Ms. Deborah K. Pawlowski
Investor Relations
Investor Relations
--
--
Mr. Adam S. Gusky
Mr. Adam S. Gusky
Director
Director
--
--
Revenue Breakdown
Relevant data have not been disclosed by the company yet.
Relevant data have not been disclosed by the company yet.
By Business
By Region
Relevant data have not been disclosed by the company yet.
Shareholding Stats
Updated: Sat, Nov 15
Updated: Sat, Nov 15
Shareholders
Shareholder Types
Shareholders
Shareholders
Proportion
East Asset Management LLC
64.20%
USER-FRIENDLY PHONE BOOK LLC
7.81%
Gusky (Adam Samuel)
1.09%
Godley (Benjamin E.)
0.97%
Zak (Robert M)
0.79%
Other
25.14%
Shareholders
Shareholders
Proportion
East Asset Management LLC
64.20%
USER-FRIENDLY PHONE BOOK LLC
7.81%
Gusky (Adam Samuel)
1.09%
Godley (Benjamin E.)
0.97%
Zak (Robert M)
0.79%
Other
25.14%
Shareholder Types
Shareholders
Proportion
Corporation
72.01%
Individual Investor
3.98%
Investment Advisor
1.74%
Investment Advisor/Hedge Fund
0.17%
Other
22.10%
Institutional Shareholding
Updated: Wed, Oct 1
Updated: Wed, Oct 1
Reporting Period
No. of institutions
Shares Held
Proportion
Change
2025Q3
17
57.46K
1.93%
-36.80K
2025Q2
25
2.32M
78.20%
+279.72K
2025Q1
25
2.32M
78.25%
+297.86K
2024Q4
20
2.03M
78.49%
-10.20K
2024Q3
20
2.04M
79.17%
+7.26K
2024Q2
21
2.04M
79.18%
+7.24K
2024Q1
20
2.04M
79.18%
-366.00
2023Q4
20
2.04M
79.19%
+40.88K
2023Q3
19
2.02M
78.34%
-2.33K
2023Q2
20
2.04M
79.09%
+14.21K
View more
Shareholder Activity
Name
Shares Held
Proportion
Change
Chg %
Date
East Asset Management LLC
1.91M
64.2%
+248.46K
+14.98%
Mar 06, 2025
USER-FRIENDLY PHONE BOOK LLC
232.01K
7.81%
+30.24K
+14.99%
Mar 06, 2025
Gusky (Adam Samuel)
32.30K
1.09%
+4.58K
+16.54%
Mar 06, 2025
Godley (Benjamin E.)
28.75K
0.97%
+3.75K
+14.98%
Mar 06, 2025
Zak (Robert M)
23.46K
0.79%
+3.06K
+14.97%
Mar 06, 2025
Penberthy (Daniel P)
19.28K
0.65%
+2.51K
+14.97%
Mar 06, 2025
O'Shaughnessy Asset Management, LLC
16.36K
0.55%
+5.37K
+48.88%
Jun 30, 2025
Courier Capital, LLC
15.38K
0.52%
-1.38K
-8.24%
Jun 30, 2025
Shufro, Rose & Co., LLC
14.00K
0.47%
--
--
Jun 30, 2025
Kailbourne (Erland E)
12.82K
0.43%
+1.82K
+16.55%
Mar 06, 2025
View more
Related ETFs
Name
Proportion
No Data
Dividend
A total of
17.04M
USD has been distributed in dividends over the past 5 years.
Date
Dividend
Record Date
Payment Date
Ex-dividend Date
Jul 28, 2025
RAND.NB Interim Cash Dividend of gross USD 0.29 paid on Sep 12, 2025 going ex on Aug 29, 2025
Aug 29, 2025
Sep 12, 2025
Aug 29, 2025
Apr 30, 2025
RAND.NB Interim Cash Dividend of gross USD 0.29 paid on Jun 30, 2025 going ex on May 30, 2025
May 30, 2025
Jun 30, 2025
May 30, 2025
Mar 03, 2025
RAND.NB Interim Cash Dividend of gross USD 0.29 paid on Mar 28, 2025 going ex on Mar 14, 2025
Mar 14, 2025
Mar 28, 2025
Mar 14, 2025
Dec 05, 2024
RAND.NB Final Cash Dividend of gross USD 0.8568 paid on Jan 24, 2025 going ex on Dec 16, 2024
Dec 16, 2024
Jan 24, 2025
Dec 16, 2024
Jul 31, 2024
RAND.NB Interim Cash Dividend of gross USD 0.29 paid on Sep 13, 2024 going ex on Aug 30, 2024
Aug 30, 2024
Sep 13, 2024
Aug 30, 2024
May 08, 2024
RAND.NB Interim Cash Dividend of gross USD 0.29 paid on Jun 14, 2024 going ex on May 31, 2024
May 31, 2024
Jun 14, 2024
May 31, 2024
Feb 27, 2024
RAND.NB Interim Cash Dividend of gross USD 0.25 paid on Mar 29, 2024 going ex on Mar 12, 2024
Mar 13, 2024
Mar 29, 2024
Mar 12, 2024
Dec 05, 2023
RAND.NB Final Cash Dividend of gross USD 0.25 paid on Dec 29, 2023 going ex on Dec 15, 2023
Dec 18, 2023
Dec 29, 2023
Dec 15, 2023
Jul 25, 2023
RAND.NB Interim Cash Dividend of gross USD 0.25 paid on Sep 14, 2023 going ex on Aug 30, 2023
Aug 31, 2023
Sep 14, 2023
Aug 30, 2023
Apr 26, 2023
RAND.NB Interim Cash Dividend of gross USD 0.25 paid on Jun 14, 2023 going ex on May 30, 2023
May 31, 2023
Jun 14, 2023
May 30, 2023
View more
Stock Split
Date
Type
Ratio
May 11, 2020
Merger
9→1
May 11, 2020
Merger
9→1
May 11, 2020
Merger
9→1
May 11, 2020
Merger
9→1
Date
Type
Ratio
May 11, 2020
Merger
9→1
May 11, 2020
Merger
9→1
May 11, 2020
Merger
9→1
May 11, 2020
Merger
9→1
FAQs
Who are the top five shareholders of Rand Capital Corp?
The top five shareholders of Rand Capital Corp are:
East Asset Management LLC holds 1.91M shares, accounting for 64.20% of the total shares.
USER-FRIENDLY PHONE BOOK LLC holds 232.01K shares, accounting for 7.81% of the total shares.
Gusky (Adam Samuel) holds 32.30K shares, accounting for 1.09% of the total shares.
Godley (Benjamin E.) holds 28.75K shares, accounting for 0.97% of the total shares.
Zak (Robert M) holds 23.46K shares, accounting for 0.79% of the total shares.
East Asset Management LLC holds 1.91M shares, accounting for 64.20% of the total shares.
USER-FRIENDLY PHONE BOOK LLC holds 232.01K shares, accounting for 7.81% of the total shares.
Gusky (Adam Samuel) holds 32.30K shares, accounting for 1.09% of the total shares.
Godley (Benjamin E.) holds 28.75K shares, accounting for 0.97% of the total shares.
Zak (Robert M) holds 23.46K shares, accounting for 0.79% of the total shares.
What are the top three shareholder types of Rand Capital Corp?
The top three shareholder types of Rand Capital Corp are:
East Asset Management LLC
USER-FRIENDLY PHONE BOOK LLC
Gusky (Adam Samuel)
East Asset Management LLC
USER-FRIENDLY PHONE BOOK LLC
Gusky (Adam Samuel)
How many institutions hold shares of Rand Capital Corp (RAND)?
As of 2025Q3, 17 institutions hold shares of Rand Capital Corp, with a combined market value of approximately 57.46K, accounting for 1.93% of the total shares. Compared to 2025Q2, institutional shareholding has increased by -76.27%.
What is the biggest source of revenue for Rand Capital Corp?
In --, the -- business generated the highest revenue for Rand Capital Corp, amounting to -- and accounting for --% of total revenue.
