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PhenixFIN Corp

PFX
43.175USD
+0.735+1.73%
Close 11/04, 16:00ETQuotes delayed by 15 min
86.52MMarket Cap
14.01P/E TTM

PhenixFIN Corp

43.175
+0.735+1.73%

More Details of PhenixFIN Corp Company

PhenixFIN Corporation is an internally managed non-diversified closed-end management investment company. The Company’s investment objective is to generate current income and capital appreciation. It seeks to achieve this objective primarily through making loans, private equity investments in privately held companies. It may also make debt, equity or other investments in publicly traded companies. These investments may also include investments in other BDCs, closed-end funds or real estate investment trusts (REITs). It also pursues other strategic opportunities and invests in other assets or operates other businesses to achieve its investment objective, such as operating and managing an asset-based lending business. The portfolio generally consists of senior secured first-lien-term loans, senior secured second-lien-term loans, senior secured bonds, preferred equity and common equity. Its loan and other debt investments are primarily rated below investment grade or are unrated.

PhenixFIN Corp Info

Ticker SymbolPFX
Company namePhenixFIN Corp
IPO dateJan 20, 2011
CEOMr. David A. Lorber
Number of employees6
Security typeOrdinary Share
Fiscal year-endJan 20
Address445 Park Avenue
CityNEW YORK
Stock exchangeNASDAQ Global Market Consolidated
CountryUnited States of America
Postal code10022
Phone12127590777
Websitehttps://www.phenixfc.com/
Ticker SymbolPFX
IPO dateJan 20, 2011
CEOMr. David A. Lorber

Company Executives of PhenixFIN Corp

Name
Name/Position
Position
Shareholding
Change
Mr. David A. Lorber
Mr. David A. Lorber
Chairman of the Board, Chief Executive Officer
Chairman of the Board, Chief Executive Officer
147.12K
+0.41%
Mr. Lowell W. Robinson
Mr. Lowell W. Robinson
Independent Director
Independent Director
3.00K
+37.93%
Ms. Karin Hirtler-Garvey, CPA
Ms. Karin Hirtler-Garvey, CPA
Independent Director
Independent Director
1.50K
+50.00%
Mr. Arthur S. Ainsberg
Mr. Arthur S. Ainsberg
Lead Independent Director
Lead Independent Director
1.00K
--
Ms. Ellida Mcmillan, CPA
Ms. Ellida Mcmillan, CPA
Chief Financial Officer
Chief Financial Officer
--
--
Mr. Howard Amster
Mr. Howard Amster
Independent Director
Independent Director
--
--
Name
Name/Position
Position
Shareholding
Change
Mr. David A. Lorber
Mr. David A. Lorber
Chairman of the Board, Chief Executive Officer
Chairman of the Board, Chief Executive Officer
147.12K
+0.41%
Mr. Lowell W. Robinson
Mr. Lowell W. Robinson
Independent Director
Independent Director
3.00K
+37.93%
Ms. Karin Hirtler-Garvey, CPA
Ms. Karin Hirtler-Garvey, CPA
Independent Director
Independent Director
1.50K
+50.00%
Mr. Arthur S. Ainsberg
Mr. Arthur S. Ainsberg
Lead Independent Director
Lead Independent Director
1.00K
--
Ms. Ellida Mcmillan, CPA
Ms. Ellida Mcmillan, CPA
Chief Financial Officer
Chief Financial Officer
--
--
Mr. Howard Amster
Mr. Howard Amster
Independent Director
Independent Director
--
--

Revenue Breakdown

No Data
No Data
By Business
By Region
No Data

Shareholding Stats

Updated: Sat, Sep 6
Updated: Sat, Sep 6
Shareholders
Shareholder Types
Shareholders
Shareholders
Proportion
Amster (Howard M)
13.18%
Adalta Capital Management LLC
8.48%
Lorber (David A)
7.34%
22NW, LP
5.88%
FrontFour Capital Group LLC
4.08%
Other
61.04%
Shareholders
Shareholders
Proportion
Amster (Howard M)
13.18%
Adalta Capital Management LLC
8.48%
Lorber (David A)
7.34%
22NW, LP
5.88%
FrontFour Capital Group LLC
4.08%
Other
61.04%
Shareholder Types
Shareholders
Proportion
Individual Investor
20.96%
Investment Advisor
13.19%
Investment Advisor/Hedge Fund
7.59%
Hedge Fund
4.08%
Insurance Company
3.21%
Research Firm
0.04%
Other
50.95%

Institutional Shareholding

Updated: Wed, Oct 1
Updated: Wed, Oct 1
Reporting Period
No. of institutions
Shares Held
Proportion
Change
2025Q3
35
562.96K
28.09%
-55.77K
2025Q2
43
980.60K
48.94%
-51.00K
2025Q1
44
1.00M
49.54%
-28.82K
2024Q4
44
987.76K
48.90%
-14.30K
2024Q3
41
950.82K
46.80%
-232.91K
2024Q2
42
947.99K
46.66%
-222.14K
2024Q1
41
940.39K
46.26%
-320.08K
2023Q4
42
1.05M
50.66%
-206.15K
2023Q3
48
1.06M
50.97%
-219.69K
2023Q2
51
1.12M
53.27%
-206.60K
View more

Shareholder Activity

Name
Shares Held
Proportion
Change
Chg %
Date
Amster (Howard M)
264.18K
13.18%
+639.00
+0.24%
Jun 17, 2025
Adalta Capital Management LLC
169.84K
8.48%
+1.39K
+0.83%
Jun 30, 2025
Lorber (David A)
147.12K
7.34%
+600.00
+0.41%
Sep 05, 2025
22NW, LP
117.89K
5.88%
--
--
Jun 30, 2025
FrontFour Capital Group LLC
81.66K
4.08%
--
--
Jun 18, 2025
American Financial Group, Inc.
64.33K
3.21%
--
--
Jun 30, 2025
Morgan Stanley Smith Barney LLC
60.14K
3%
-1.65K
-2.67%
Jun 30, 2025
Raymond James Financial Services Advisors, Inc.
19.54K
0.98%
+4.00
+0.02%
Jun 30, 2025
Bulldog Investors, LLP
19.22K
0.96%
--
--
Jun 30, 2025
Legal & General Investment Management Ltd.
14.15K
0.71%
--
--
Jun 30, 2025
View more

Related ETFs

Name
Proportion
No Data

Dividend

A total of 0.00 USD has been distributed in dividends over the past 5 years.
Date
Dividend
Record Date
Payment Date
Ex-dividend Date
No Data

Stock Split

Date
Type
Ratio
Jul 13, 2020
Merger
20→1
Jul 13, 2020
Merger
20→1
Jul 13, 2020
Merger
20→1
Jul 13, 2020
Merger
20→1
Date
Type
Ratio
Jul 13, 2020
Merger
20→1
Jul 13, 2020
Merger
20→1
Jul 13, 2020
Merger
20→1
Jul 13, 2020
Merger
20→1
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