LPL Financial Holdings Inc
LPLA359.820USD
-2.540-0.70%
Close 01/09, 16:00（ET）Quotes delayed by 15 min
28.80BMarket Cap
33.29P/E TTM
More Details of LPL Financial Holdings Inc Company
LPL Financial Holdings Inc. is an independent broker-dealer and an investment advisory firm. The Company offers an integrated platform of brokerage and investment advisory services to independent financial advisors and financial advisors at institutions in the United States. Through its comprehensive platform, it offers integrated technology solutions; brokerage and advisory platforms; clearing, compliance, business and planning and advice services; consultative practice management programs and training, and in-house research. Through its custody and clearing platform, using both proprietary and third-party technology, it offers access to diversified financial products and services, enabling its advisors to offer personalized financial advice and brokerage services to retail investors. Its products include alternative investments, annuities, exchange-traded products, insurance-based products, mutual funds, and retirement plan products. It also offers wealth management solutions.
LPL Financial Holdings Inc Info
Ticker SymbolLPLA
Company nameLPL Financial Holdings Inc
IPO dateNov 18, 2010
CEOSteinmeier (Richard)
Number of employees9000
Security typeOrdinary Share
Fiscal year-endNov 18
Address4707 Executive Drive
CitySAN DIEGO
Stock exchangeNASDAQ OMX - NASDAQ BASIC
CountryUnited States of America
Postal code92121
Phone18008777210
Websitehttps://lplfinancial.lpl.com/
Ticker SymbolLPLA
IPO dateNov 18, 2010
CEOSteinmeier (Richard)
Company Executives of LPL Financial Holdings Inc
Name
Name/Position
Position
Shareholding
Change
Mr. James S. Putnam
Mr. James S. Putnam
Independent Non-Executive Chairman of the Board
Independent Non-Executive Chairman of the Board
122.81K
+7.00%
Mrs. Anne M. Mulcahy
Mrs. Anne M. Mulcahy
Independent Director
Independent Director
36.37K
+910.00%
Mr. Richard (Rich) Steinmeier
Mr. Richard (Rich) Steinmeier
Chief Executive Officer, Director
Chief Executive Officer, Director
17.05K
-5058.00%
Mr. Richard P. Schifter, J.D.
Mr. Richard P. Schifter, J.D.
Independent Director
Independent Director
15.98K
-1131.00%
Mr. Matthew Enyedi
Mr. Matthew Enyedi
Managing Director - Client Success
Managing Director - Client Success
10.24K
-62.00%
Mr. Greg Gates
Mr. Greg Gates
Managing Director, Chief Technology and Information Officer
Managing Director, Chief Technology and Information Officer
9.38K
-750.00%
Mr. Matthew J. (Matt) Audette
Mr. Matthew J. (Matt) Audette
President, Chief Financial Officer
President, Chief Financial Officer
8.43K
-3775.00%
Ms. Allison H. Mnookin
Ms. Allison H. Mnookin
Independent Director
Independent Director
5.51K
+2.00%
Ms. Aneri Jambusaria
Ms. Aneri Jambusaria
Managing Director - Wealth Management
Managing Director - Wealth Management
5.50K
-80.00%
Mr. Albert J. (Al) Ko
Mr. Albert J. (Al) Ko
Independent Director
Independent Director
2.57K
+910.00%
View more
Name
Name/Position
Position
Shareholding
Change
Mr. James S. Putnam
Mr. James S. Putnam
Independent Non-Executive Chairman of the Board
Independent Non-Executive Chairman of the Board
122.81K
+7.00%
Mrs. Anne M. Mulcahy
Mrs. Anne M. Mulcahy
Independent Director
Independent Director
36.37K
+910.00%
Mr. Richard (Rich) Steinmeier
Mr. Richard (Rich) Steinmeier
Chief Executive Officer, Director
Chief Executive Officer, Director
17.05K
-5058.00%
Mr. Richard P. Schifter, J.D.
Mr. Richard P. Schifter, J.D.
Independent Director
Independent Director
15.98K
-1131.00%
Mr. Matthew Enyedi
Mr. Matthew Enyedi
Managing Director - Client Success
Managing Director - Client Success
10.24K
-62.00%
Mr. Greg Gates
Mr. Greg Gates
Managing Director, Chief Technology and Information Officer
Managing Director, Chief Technology and Information Officer
9.38K
-750.00%
Revenue Breakdown
Currency: USDUpdated: Wed, Mar 12
Currency: USDUpdated: Wed, Mar 12
FY2019
By BusinessUSD
Name
Revenue
Proportion
Annuities
1.00B
52.89%
Mutual funds
589.41M
31.15%
Fixed income
126.13M
6.66%
other
96.62M
5.11%
Equities
79.45M
4.20%
Relevant data have not been disclosed by the company yet.
By Business
By Region
By BusinessUSD
Name
Revenue
Proportion
Annuities
1.00B
52.89%
Mutual funds
589.41M
31.15%
Fixed income
126.13M
6.66%
other
96.62M
5.11%
Equities
79.45M
4.20%
Shareholding Stats
Updated: Mon, Nov 17
Updated: Mon, Nov 17
Shareholders
Shareholder Types
Shareholders
Shareholders
Proportion
The Vanguard Group, Inc.
10.33%
Boston Partners
4.58%
BlackRock Institutional Trust Company, N.A.
4.55%
Dodge & Cox
4.16%
MFS Investment Management
3.99%
Other
72.38%
Shareholders
Shareholders
Proportion
The Vanguard Group, Inc.
10.33%
Boston Partners
4.58%
BlackRock Institutional Trust Company, N.A.
4.55%
Dodge & Cox
4.16%
MFS Investment Management
3.99%
Other
72.38%
Shareholder Types
Shareholders
Proportion
Investment Advisor
45.22%
Investment Advisor/Hedge Fund
35.37%
Hedge Fund
11.75%
Pension Fund
3.18%
Research Firm
2.79%
Bank and Trust
1.53%
Sovereign Wealth Fund
1.41%
Individual Investor
0.53%
Family Office
0.06%
Institutional Shareholding
Updated: Thu, Jan 1
Updated: Thu, Jan 1
Reporting Period
No. of institutions
Shares Held
Proportion
Change
2025Q4
1517
81.04M
101.25%
-3.55M
2025Q3
1516
81.75M
102.14%
-2.21M
2025Q2
1492
82.27M
103.50%
+3.72M
2025Q1
1532
80.52M
100.85%
+3.23M
2024Q4
1478
73.56M
98.63%
-5.28M
2024Q3
1420
73.69M
98.51%
-5.08M
2024Q2
1392
73.47M
98.34%
-6.34M
2024Q1
1358
74.12M
99.20%
-5.45M
2023Q4
1312
72.67M
97.32%
-7.05M
2023Q3
1276
73.83M
97.60%
-7.64M
View more
Shareholder Activity
Name
Shares Held
Proportion
Change
Chg %
Date
The Vanguard Group, Inc.
8.27M
10.33%
+223.33K
+2.78%
Sep 30, 2025
Boston Partners
3.67M
4.58%
-10.16K
-0.28%
Sep 30, 2025
BlackRock Institutional Trust Company, N.A.
3.64M
4.55%
+115.77K
+3.28%
Sep 30, 2025
Dodge & Cox
3.33M
4.16%
+627.55K
+23.23%
Sep 30, 2025
MFS Investment Management
3.20M
3.99%
+783.00K
+32.45%
Sep 30, 2025
Janus Henderson Investors
3.10M
3.87%
+19.67K
+0.64%
Sep 30, 2025
Capital World Investors
2.63M
3.28%
+2.61M
+15960.07%
Sep 30, 2025
Kayne Anderson Rudnick Investment Management, LLC
2.48M
3.1%
-74.84K
-2.93%
Sep 30, 2025
Lone Pine Capital, L.L.C.
2.26M
2.82%
+383.47K
+20.48%
Sep 30, 2025
Principal Global Investors (Equity)
1.97M
2.46%
+373.08K
+23.36%
Sep 30, 2025
View more
Related ETFs
Updated: Sat, Dec 6
Updated: Sat, Dec 6
Name
Proportion
Argent Mid Cap ETF
3.7%
iShares U.S. Broker-Dealers & Securities Exchanges ETF
3.19%
Future Fund Long/Short ETF
3.1%
Gabelli Financial Services Opportunities ETF
2.96%
Nuveen ESG Mid-Cap Growth ETF
2.66%
AdvisorShares Gerber Kawasaki ETF
2.52%
PGIM Jennison Focused Mid-Cap ETF
2.4%
ProShares Equities for Rising Rates ETF
2.09%
Invesco Bloomberg MVP Multi-Factor ETF
2.01%
SPDR S&P Capital Markets ETF
1.84%
View more
Argent Mid Cap ETF
Proportion3.7%
iShares U.S. Broker-Dealers & Securities Exchanges ETF
Proportion3.19%
Future Fund Long/Short ETF
Proportion3.1%
Gabelli Financial Services Opportunities ETF
Proportion2.96%
Nuveen ESG Mid-Cap Growth ETF
Proportion2.66%
AdvisorShares Gerber Kawasaki ETF
Proportion2.52%
PGIM Jennison Focused Mid-Cap ETF
Proportion2.4%
ProShares Equities for Rising Rates ETF
Proportion2.09%
Invesco Bloomberg MVP Multi-Factor ETF
Proportion2.01%
SPDR S&P Capital Markets ETF
Proportion1.84%
Dividend
A total of
341.85M
USD has been distributed in dividends over the past 5 years.
Date
Dividend
Record Date
Payment Date
Ex-dividend Date
Oct 30, 2025
LPLA.NB Final Cash Dividend of gross USD 0.3 paid on Dec 01, 2025 going ex on Nov 13, 2025
Nov 13, 2025
Dec 01, 2025
Nov 13, 2025
Jul 31, 2025
LPLA.NB Interim Cash Dividend of gross USD 0.3 paid on Aug 29, 2025 going ex on Aug 15, 2025
Aug 15, 2025
Aug 29, 2025
Aug 15, 2025
May 08, 2025
LPLA.NB Interim Cash Dividend of gross USD 0.3 paid on Jun 12, 2025 going ex on May 30, 2025
May 30, 2025
Jun 12, 2025
May 30, 2025
Jan 30, 2025
LPLA.NB Interim Cash Dividend of gross USD 0.3 paid on Mar 25, 2025 going ex on Mar 11, 2025
Mar 11, 2025
Mar 25, 2025
Mar 11, 2025
Oct 31, 2024
LPLA.NB Final Cash Dividend of gross USD 0.3 paid on Dec 02, 2024 going ex on Nov 14, 2024
Nov 14, 2024
Dec 02, 2024
Nov 14, 2024
Jul 25, 2024
LPLA.NB Interim Cash Dividend of gross USD 0.3 paid on Aug 23, 2024 going ex on Aug 09, 2024
Aug 09, 2024
Aug 23, 2024
Aug 09, 2024
May 03, 2024
LPLA.NB Interim Cash Dividend of gross USD 0.3 paid on Jun 04, 2024 going ex on May 20, 2024
May 21, 2024
Jun 04, 2024
May 20, 2024
Feb 06, 2024
LPLA.NB Interim Cash Dividend of gross USD 0.3 paid on Mar 26, 2024 going ex on Mar 11, 2024
Mar 12, 2024
Mar 26, 2024
Mar 11, 2024
Oct 27, 2023
LPLA.NB Final Cash Dividend of gross USD 0.3 paid on Nov 27, 2023 going ex on Nov 08, 2023
Nov 09, 2023
Nov 27, 2023
Nov 08, 2023
Jul 27, 2023
LPLA.NB Interim Cash Dividend of gross USD 0.3 paid on Aug 25, 2023 going ex on Aug 10, 2023
Aug 11, 2023
Aug 25, 2023
Aug 10, 2023
View more
Stock Split
Date
Type
Ratio
No Data
Date
Type
Ratio
No Data
FAQs
Who are the top five shareholders of LPL Financial Holdings Inc?
The top five shareholders of LPL Financial Holdings Inc are:
The Vanguard Group, Inc. holds 8.27M shares, accounting for 10.33% of the total shares.
Boston Partners holds 3.67M shares, accounting for 4.58% of the total shares.
BlackRock Institutional Trust Company, N.A. holds 3.64M shares, accounting for 4.55% of the total shares.
Dodge & Cox holds 3.33M shares, accounting for 4.16% of the total shares.
MFS Investment Management holds 3.20M shares, accounting for 3.99% of the total shares.
The Vanguard Group, Inc. holds 8.27M shares, accounting for 10.33% of the total shares.
Boston Partners holds 3.67M shares, accounting for 4.58% of the total shares.
BlackRock Institutional Trust Company, N.A. holds 3.64M shares, accounting for 4.55% of the total shares.
Dodge & Cox holds 3.33M shares, accounting for 4.16% of the total shares.
MFS Investment Management holds 3.20M shares, accounting for 3.99% of the total shares.
What are the top three shareholder types of LPL Financial Holdings Inc?
The top three shareholder types of LPL Financial Holdings Inc are:
The Vanguard Group, Inc.
Boston Partners
BlackRock Institutional Trust Company, N.A.
The Vanguard Group, Inc.
Boston Partners
BlackRock Institutional Trust Company, N.A.
How many institutions hold shares of LPL Financial Holdings Inc (LPLA)?
As of 2025Q4, 1517 institutions hold shares of LPL Financial Holdings Inc, with a combined market value of approximately 81.04M, accounting for 101.25% of the total shares. Compared to 2025Q3, institutional shareholding has increased by -0.88%.
What is the biggest source of revenue for LPL Financial Holdings Inc?
In FY2019, the Annuities business generated the highest revenue for LPL Financial Holdings Inc, amounting to 1.00B and accounting for 52.89% of total revenue.
