Securities And Futures Commission Reprimands, Fines Interactive Brokers Hong Kong HK$4.2 Mln
ReutersApr 28, 2025 8:51 AM
April 28 (Reuters) - Securities And Futures Commission:
REPRIMANDED AND FINED INTERACTIVE BROKERS HONG KONG HK$4.2 MILLION
INVESTIGATION FOUND FROM 3 DEC 2017-23 OCT 2020,IBHK RELIED ON EXPIRED STANDING AUTHORITY OF 7,911 CLIENTS,OTHERS
DISCIPLINARY ACTION TAKEN BECAUSE IBHK LOANED CLIENT SECURITIES IN BREACH OF SECURITIES AND FUTURES RULES, OTHERS
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