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國家金融監督管理總局滄州監管分局行政處罰信息公開表（滄金罰決字〔2026〕1號）

證券之星2026年6月15日 07:59

國家金融監督管理總局滄州監管分局行政處罰信息公開表（滄金罰決字〔2026〕1號）

序號	當事人名稱	行政處罰決定書文號	主要違法違規行爲	行政處罰內容	作出決定機關
1	河北馨泰保險代理有限責任公司	滄金罰決字〔2026〕1號	未開立獨立的佣金收取賬戶、未按規定製作客戶告知書	警告並罰款1萬元	滄州金融監管分局
2	李賽文（時任河北馨泰保險代理有限責任公司主要負責人）	滄金罰決字〔2026〕1號	對未開立獨立的佣金收取賬戶、未按規定製作客戶告知書負有責任	警告並罰款0.6萬元	滄州金融監管分局

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