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江蘇金融監管局對交通銀行股份有限公司江蘇省分行作出行政處罰

證券之星2026年8月7日 13:00

2026年08月07日，江蘇金融監管局發佈行政處罰信息公開表，內容如下：交通銀行股份有限公司江蘇省分行運營管理不到位、員工行爲管理不到位，對沈宇久、孫川警告並罰款共計12萬元，對朱慶宇禁止從事銀行業工作5年。招商銀行股份有限公司南京分行違規設立績效考評指標、個人貸款業務貸後管理不到位、保理業務調查不到位、固定資產貸款調查不到位，對招商銀行股份有限公司南京棲霞支行罰款25萬元，對鹽城分行罰款30萬元，對左、鄒宇、武星警告並罰款共計17萬元。

江蘇金融監管局對交通銀行股份有限公司江蘇省分行作出行政處罰

序號

當事人名稱

主要違法違規行爲

行政處罰內容

作出決定機關

1

交通銀行股份有限公司江蘇省分行及相關責任人員

運營管理不到位、員工行爲管理不到位

對交通銀行股份有限公司江蘇省分行罰款70萬元。

對沈宇久、孫川警告並罰款共計12萬元。

對朱慶宇禁止從事銀行業工作5年。

江蘇金融監管局

2

招商銀行股份有限公司南京分行及下轄分支行、相關責任人員

違規設立績效考評指標、個人貸款業務貸後管理不到位、保理業務調查不到位、固定資產貸款調查不到位

對招商銀行股份有限公司南京分行罰款60萬元，對南京棲霞支行罰款25萬元，對鹽城分行罰款30萬元。

對左瑢、鄒宇、武星警告並罰款共計17萬元。

江蘇金融監管局

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美國7月非農前瞻：就業成長或維持低位，美股、美元與黃金如何反應？

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輝達五連陽強勢反彈！累計大漲超10%，股價創兩個月新高

序號

當事人名稱

主要違法違規行爲

行政處罰內容

作出決定機關

1

交通銀行股份有限公司江蘇省分行及相關責任人員

運營管理不到位、員工行爲管理不到位

對交通銀行股份有限公司江蘇省分行罰款70萬元。

對沈宇久、孫川警告並罰款共計12萬元。

對朱慶宇禁止從事銀行業工作5年。

江蘇金融監管局

2

招商銀行股份有限公司南京分行及下轄分支行、相關責任人員

違規設立績效考評指標、個人貸款業務貸後管理不到位、保理業務調查不到位、固定資產貸款調查不到位

對招商銀行股份有限公司南京分行罰款60萬元，對南京棲霞支行罰款25萬元，對鹽城分行罰款30萬元。

對左瑢、鄒宇、武星警告並罰款共計17萬元。

江蘇金融監管局

"}],"editor":null,"faq":[],"isLocked":false,"originalUrl":"https://bank.stockstar.com/IG2026080700039688.shtml","isOriginal":false,"translationSourceUrl":"","videoInfo":null,"relatedArticles":[],"isStockCategory":true,"stats":{"likes":0,"favorites":0,"comments":0,"shares":0,"views":6,"isLiked":false}},"contentList":[{"title":"","content":"

2026年08月07日，江蘇金融監管局發佈行政處罰信息公開表，內容如下：交通銀行股份有限公司江蘇省分行運營管理不到位、員工行爲管理不到位，對沈宇久、孫川警告並罰款共計12萬元，對朱慶宇禁止從事銀行業工作5年。招商銀行股份有限公司南京分行違規設立績效考評指標、個人貸款業務貸後管理不到位、保理業務調查不到位、固定資產貸款調查不到位，對招商銀行股份有限公司南京棲霞支行罰款25萬元，對鹽城分行罰款30萬元，對左、鄒宇、武星警告並罰款共計17萬元。

江蘇金融監管局對交通銀行股份有限公司江蘇省分行作出行政處罰

序號

當事人名稱

主要違法違規行爲

行政處罰內容

作出決定機關

1

交通銀行股份有限公司江蘇省分行及相關責任人員

運營管理不到位、員工行爲管理不到位

對交通銀行股份有限公司江蘇省分行罰款70萬元。

對沈宇久、孫川警告並罰款共計12萬元。

對朱慶宇禁止從事銀行業工作5年。

江蘇金融監管局

2

招商銀行股份有限公司南京分行及下轄分支行、相關責任人員

違規設立績效考評指標、個人貸款業務貸後管理不到位、保理業務調查不到位、固定資產貸款調查不到位

對招商銀行股份有限公司南京分行罰款60萬元，對南京棲霞支行罰款25萬元，對鹽城分行罰款30萬元。

對左瑢、鄒宇、武星警告並罰款共計17萬元。

江蘇金融監管局

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