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國家金融監督管理總局天津監管局對天津信唐貨幣經紀有限責任公司作出行政處罰

證券之星2026年7月30日 09:04

2026年07月30日，國家金融監督管理總局天津監管局發佈行政處罰信息公開表，內容如下：對天津信唐貨幣經紀有限責任公司未按規定計提風險基金；印章管理不規範；外包管理不到位；數據銷售業務管理不規範；交易留痕工具不合規；績效考評和薪酬管理體系不健全作出罰款180萬元。對姜希警告並處罰款6萬元。

國家金融監督管理總局天津監管局對天津信唐貨幣經紀有限責任公司作出行政處罰

序號

當事人名稱

主要違法違規行爲

行政處罰內容

作出決定機關

1

天津信唐貨幣經紀有限責任公司

未按規定計提風險基金；印章管理不規範；外包管理不到位；數據銷售業務管理不規範；交易留痕工具不合規；績效考評和薪酬管理體系不健全

對天津信唐貨幣經紀有限責任公司罰款180萬元。

對姜希警告並處罰款6萬元。

國家金融監督管理總局天津監管局

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主要違法違規行爲

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作出決定機關

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未按規定計提風險基金；印章管理不規範；外包管理不到位；數據銷售業務管理不規範；交易留痕工具不合規；績效考評和薪酬管理體系不健全

對天津信唐貨幣經紀有限責任公司罰款180萬元。

對姜希警告並處罰款6萬元。

國家金融監督管理總局天津監管局

"}],"editor":null,"faq":[],"isLocked":false,"originalUrl":"https://bank.stockstar.com/IG2026073000027406.shtml","isOriginal":false,"translationSourceUrl":"","videoInfo":null,"relatedArticles":[],"isStockCategory":true,"stats":{"likes":0,"favorites":0,"comments":0,"shares":0,"views":158,"isLiked":false}},"contentList":[{"title":"","content":"

2026年07月30日，國家金融監督管理總局天津監管局發佈行政處罰信息公開表，內容如下：對天津信唐貨幣經紀有限責任公司未按規定計提風險基金；印章管理不規範；外包管理不到位；數據銷售業務管理不規範；交易留痕工具不合規；績效考評和薪酬管理體系不健全作出罰款180萬元。對姜希警告並處罰款6萬元。

國家金融監督管理總局天津監管局對天津信唐貨幣經紀有限責任公司作出行政處罰

序號

當事人名稱

主要違法違規行爲

行政處罰內容

作出決定機關

1

天津信唐貨幣經紀有限責任公司

未按規定計提風險基金；印章管理不規範；外包管理不到位；數據銷售業務管理不規範；交易留痕工具不合規；績效考評和薪酬管理體系不健全

對天津信唐貨幣經紀有限責任公司罰款180萬元。

對姜希警告並處罰款6萬元。

國家金融監督管理總局天津監管局

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