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國家金融監督管理總局寧波監管局對中國工商銀行股份有限公司寧波市分行作出行政處罰

證券之星2026年6月5日 10:02
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2026年06月05日,國家金融監督管理總局寧波監管局發佈行政處罰信息公開表,內容如下:中國工商銀行股份有限公司寧波市分行內控管理不規範、貸款“三查”不審慎、小微企業貸款風險分類不準確、票據業務不合規等;對丁一、鄭寧、唐俏蕾、狄專紅給予警告並罰款共計22萬元。

國家金融監督管理總局寧波監管局對中國工商銀行股份有限公司寧波市分行作出行政處罰

序號

當事人名稱

主要違法違規行爲

行政處罰內容

作出決定機關

1

中國工商銀行股份有限公司寧波市分行及相關責任人

內控管理不規範、貸款“三查”不審慎小微企業貸款風險分類不準確、票據業務不合規等

中國工商銀行股份有限公司寧波市分行罰款380萬元。對丁一鄭寧、唐俏蕾、狄專紅給予警告並罰款共計22萬元

國家金融監督管理總局寧波監管局

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序號

當事人名稱

主要違法違規行爲

行政處罰內容

作出決定機關

1

中國工商銀行股份有限公司寧波市分行及相關責任人

內控管理不規範、貸款“三查”不審慎小微企業貸款風險分類不準確、票據業務不合規等

中國工商銀行股份有限公司寧波市分行罰款380萬元。對丁一鄭寧、唐俏蕾、狄專紅給予警告並罰款共計22萬元

國家金融監督管理總局寧波監管局

"}],"editor":null,"faq":[],"isLocked":false,"originalUrl":"https://bank.stockstar.com/IG2026060500032730.shtml","isOriginal":false,"translationSourceUrl":"","videoInfo":null,"relatedArticles":[],"isStockCategory":true,"stats":{"likes":0,"favorites":0,"comments":0,"shares":0,"views":24,"isLiked":false}},"contentList":[{"title":"","content":"

2026年06月05日,國家金融監督管理總局寧波監管局發佈行政處罰信息公開表,內容如下:中國工商銀行股份有限公司寧波市分行內控管理不規範、貸款“三查”不審慎、小微企業貸款風險分類不準確、票據業務不合規等;對丁一、鄭寧、唐俏蕾、狄專紅給予警告並罰款共計22萬元。

國家金融監督管理總局寧波監管局對中國工商銀行股份有限公司寧波市分行作出行政處罰

序號

當事人名稱

主要違法違規行爲

行政處罰內容

作出決定機關

1

中國工商銀行股份有限公司寧波市分行及相關責任人

內控管理不規範、貸款“三查”不審慎小微企業貸款風險分類不準確、票據業務不合規等

中國工商銀行股份有限公司寧波市分行罰款380萬元。對丁一鄭寧、唐俏蕾、狄專紅給予警告並罰款共計22萬元

國家金融監督管理總局寧波監管局

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