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北京金融監管局對幸福人壽保險股份有限公司,南洋商業銀行(中國)有限公司北京分行,中國人壽財產保險股份有限公司北京市分公司作出行政處罰

證券之星2026年7月17日 07:19
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2026年07月17日,北京金融監管局發佈行政處罰信息公開表,內容如下:幸福人壽保險股份有限公司未如實記錄保險業務事項,責令改正,並處罰款20萬元。南洋商業銀行(中國)有限公司北京分行固定資產貸款業務未充分覈實股東借款真實性和貸款資金用途、對還款來源和還款能力評估不審慎,對南洋商業銀行(中國)有限公司北京分行罰款30萬元;對白羽給予警告。中國人壽財產保險股份有限公司北京市分公司政策性農險及安責險內控管理不規範,給予警告,並處罰款1萬元;對責任人郭強、時乙然分別給予警告並處罰款1萬元。

北京金融監管局對幸福人壽保險股份有限公司,南洋商業銀行(中國)有限公司北京分行,中國人壽財產保險股份有限公司北京市分公司作出行政處罰

序號

當事人名稱

主要違法違規行爲

行政處罰內容

作出決定機關

1

幸福人壽保險股份有限公司

未如實記錄保險業務事項

對幸福人壽責令改正,並處罰款20萬元

北京金融監管局

2

南洋商業銀行(中國)有限公司北京分行及相關責任人

固定資產貸款業務未充分覈實股東借款真實性和貸款資金用途、對還款來源和還款能力評估不審慎

對南洋商業銀行(中國)有限公司北京分行罰款30萬元;

對白羽給予警告。

北京金融監管局

3

中國人壽財產保險股份有限公司北京市分公司及相關責任人

政策性農險及安責險內控管理不規範

對中國人壽財產保險股份有限公司北京市分公司給予警告,並處罰款1萬元;

對責任人郭強、時乙然分別給予警告並處罰款1萬元。

北京金融監管局

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序號

當事人名稱

主要違法違規行爲

行政處罰內容

作出決定機關

1

幸福人壽保險股份有限公司

未如實記錄保險業務事項

對幸福人壽責令改正,並處罰款20萬元

北京金融監管局

2

南洋商業銀行(中國)有限公司北京分行及相關責任人

固定資產貸款業務未充分覈實股東借款真實性和貸款資金用途、對還款來源和還款能力評估不審慎

對南洋商業銀行(中國)有限公司北京分行罰款30萬元;

對白羽給予警告。

北京金融監管局

3

中國人壽財產保險股份有限公司北京市分公司及相關責任人

政策性農險及安責險內控管理不規範

對中國人壽財產保險股份有限公司北京市分公司給予警告,並處罰款1萬元;

對責任人郭強、時乙然分別給予警告並處罰款1萬元。

北京金融監管局

"}],"editor":null,"faq":[],"isLocked":false,"originalUrl":"https://insurance.stockstar.com/IG2026071700023264.shtml","isOriginal":false,"translationSourceUrl":"","videoInfo":null,"relatedArticles":[],"isStockCategory":true,"stats":{"likes":0,"favorites":0,"comments":0,"shares":0,"views":24,"isLiked":false}},"contentList":[{"title":"","content":"

2026年07月17日,北京金融監管局發佈行政處罰信息公開表,內容如下:幸福人壽保險股份有限公司未如實記錄保險業務事項,責令改正,並處罰款20萬元。南洋商業銀行(中國)有限公司北京分行固定資產貸款業務未充分覈實股東借款真實性和貸款資金用途、對還款來源和還款能力評估不審慎,對南洋商業銀行(中國)有限公司北京分行罰款30萬元;對白羽給予警告。中國人壽財產保險股份有限公司北京市分公司政策性農險及安責險內控管理不規範,給予警告,並處罰款1萬元;對責任人郭強、時乙然分別給予警告並處罰款1萬元。

北京金融監管局對幸福人壽保險股份有限公司,南洋商業銀行(中國)有限公司北京分行,中國人壽財產保險股份有限公司北京市分公司作出行政處罰

序號

當事人名稱

主要違法違規行爲

行政處罰內容

作出決定機關

1

幸福人壽保險股份有限公司

未如實記錄保險業務事項

對幸福人壽責令改正,並處罰款20萬元

北京金融監管局

2

南洋商業銀行(中國)有限公司北京分行及相關責任人

固定資產貸款業務未充分覈實股東借款真實性和貸款資金用途、對還款來源和還款能力評估不審慎

對南洋商業銀行(中國)有限公司北京分行罰款30萬元;

對白羽給予警告。

北京金融監管局

3

中國人壽財產保險股份有限公司北京市分公司及相關責任人

政策性農險及安責險內控管理不規範

對中國人壽財產保險股份有限公司北京市分公司給予警告,並處罰款1萬元;

對責任人郭強、時乙然分別給予警告並處罰款1萬元。

北京金融監管局

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