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貴州金融監管局對平安銀行股份有限公司貴陽分行作出行政處罰

證券之星2026年7月10日 10:00
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2026年07月10日,貴州金融監管局發佈行政處罰信息公開表,內容如下:平安銀行股份有限公司貴陽分行主要違法違規行爲包括高管未經任職資格覈准實際履職、信貸管理不到位、個人貸款業務管理不到位、違規單戶轉讓個人抵押不良貸款,作出罰款150萬元的行政處罰決定。劉雷(時任平安銀行股份有限公司貴陽分行投行業務團隊總經理)主要違法違規事實爲未經任職資格覈准實際履職、信貸管理不到位,作出警告並罰款5萬元的行政處罰決定。蔡毅(時任平安銀行股份有限公司貴陽分行行長助理)主要違法違規事實爲違規單戶轉讓個人抵押不良貸款,作出警告的行政處罰決定。張龍飛(時任平安銀行股份有限公司貴陽分行地產金融部副總監(主持工作))主要違法違規事實爲信貸管理不到位,作出罰款5萬元的行政處罰決定。姜蕾(時任平安銀行股份有限公司貴陽分行零售貸款部副總經理)主要違法違規事實爲個人貸款業務管理不到位,作出警告的行政處罰決定。

序號貴州金融監管局對平安銀行股份有限公司貴陽分行作出行政處罰

序號

當事人名稱

行政處罰決定書

文號

主要違法違規行爲

行政處罰內容

作出決定機關

1

平安銀行股份有限公司貴陽分行

貴金罰決字

〔2026〕25號

高管未經任職資格覈准實際履職、信貸管理不到位、個人貸款業務管理不到位、違規單戶轉讓個人抵押不良貸款

罰款150萬元

貴州金融

監管局

2

劉雷(時任平安銀行股份有限公司貴陽分行投行業務團隊總經理)

貴金罰決字

〔2026〕26

未經任職資格覈准實際履職、信貸管理不到位

警告並

罰款5萬元

3

蔡毅(時任平安銀行股份有限公司貴陽分行行長助理)

貴金罰決字

〔2026〕27

違規單戶轉讓個人抵押不良貸款

警告

4

張龍飛[時任平安銀行股份有限公司貴陽分行地產金融部副總監(主持工作)]

貴金罰決字

〔2026〕28

信貸管理不到位

罰款5萬元

5

姜蕾(時任平安銀行股份有限公司貴陽分行零售貸款部副總經理)

貴金罰決字

〔2026〕29

個人貸款業務管理不到位

警告

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序號

當事人名稱

行政處罰決定書

文號

主要違法違規行爲

行政處罰內容

作出決定機關

1

平安銀行股份有限公司貴陽分行

貴金罰決字

〔2026〕25號

高管未經任職資格覈准實際履職、信貸管理不到位、個人貸款業務管理不到位、違規單戶轉讓個人抵押不良貸款

罰款150萬元

貴州金融

監管局

2

劉雷(時任平安銀行股份有限公司貴陽分行投行業務團隊總經理)

貴金罰決字

〔2026〕26

未經任職資格覈准實際履職、信貸管理不到位

警告並

罰款5萬元

3

蔡毅(時任平安銀行股份有限公司貴陽分行行長助理)

貴金罰決字

〔2026〕27

違規單戶轉讓個人抵押不良貸款

警告

4

張龍飛[時任平安銀行股份有限公司貴陽分行地產金融部副總監(主持工作)]

貴金罰決字

〔2026〕28

信貸管理不到位

罰款5萬元

5

姜蕾(時任平安銀行股份有限公司貴陽分行零售貸款部副總經理)

貴金罰決字

〔2026〕29

個人貸款業務管理不到位

警告

"}],"editor":null,"faq":[],"isLocked":false,"originalUrl":"https://bank.stockstar.com/IG2026071000036176.shtml","isOriginal":false,"translationSourceUrl":"","videoInfo":null,"relatedArticles":[],"isStockCategory":true,"stats":{"likes":0,"favorites":0,"comments":0,"shares":0,"views":7,"isLiked":false}},"contentList":[{"title":"","content":"

2026年07月10日,貴州金融監管局發佈行政處罰信息公開表,內容如下:平安銀行股份有限公司貴陽分行主要違法違規行爲包括高管未經任職資格覈准實際履職、信貸管理不到位、個人貸款業務管理不到位、違規單戶轉讓個人抵押不良貸款,作出罰款150萬元的行政處罰決定。劉雷(時任平安銀行股份有限公司貴陽分行投行業務團隊總經理)主要違法違規事實爲未經任職資格覈准實際履職、信貸管理不到位,作出警告並罰款5萬元的行政處罰決定。蔡毅(時任平安銀行股份有限公司貴陽分行行長助理)主要違法違規事實爲違規單戶轉讓個人抵押不良貸款,作出警告的行政處罰決定。張龍飛(時任平安銀行股份有限公司貴陽分行地產金融部副總監(主持工作))主要違法違規事實爲信貸管理不到位,作出罰款5萬元的行政處罰決定。姜蕾(時任平安銀行股份有限公司貴陽分行零售貸款部副總經理)主要違法違規事實爲個人貸款業務管理不到位,作出警告的行政處罰決定。

序號貴州金融監管局對平安銀行股份有限公司貴陽分行作出行政處罰

序號

當事人名稱

行政處罰決定書

文號

主要違法違規行爲

行政處罰內容

作出決定機關

1

平安銀行股份有限公司貴陽分行

貴金罰決字

〔2026〕25號

高管未經任職資格覈准實際履職、信貸管理不到位、個人貸款業務管理不到位、違規單戶轉讓個人抵押不良貸款

罰款150萬元

貴州金融

監管局

2

劉雷(時任平安銀行股份有限公司貴陽分行投行業務團隊總經理)

貴金罰決字

〔2026〕26

未經任職資格覈准實際履職、信貸管理不到位

警告並

罰款5萬元

3

蔡毅(時任平安銀行股份有限公司貴陽分行行長助理)

貴金罰決字

〔2026〕27

違規單戶轉讓個人抵押不良貸款

警告

4

張龍飛[時任平安銀行股份有限公司貴陽分行地產金融部副總監(主持工作)]

貴金罰決字

〔2026〕28

信貸管理不到位

罰款5萬元

5

姜蕾(時任平安銀行股份有限公司貴陽分行零售貸款部副總經理)

貴金罰決字

〔2026〕29

個人貸款業務管理不到位

警告

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