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黑龍江銀保監局對中國東方資產管理股份有限公司黑龍江省分公司作出行政處罰

證券之星2026年7月6日 07:01
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2026年07月06日，黑龍江銀保監局發佈行政處罰信息公開表，內容如下：中國東方資產管理股份有限公司黑龍江省分公司項目管理不審慎，作出罰款35萬元的行政處罰決定。劉擴（時任中國東方資產管理股份有限公司黑龍江省分公司副總經理）黑龍江銀保監局作出警告的行政處罰決定。於巖（時任中國東方資產管理股份有限公司黑龍江省分公司資產經營部經濟師（副調研員））黑龍江銀保監局作出警告的行政處罰決定。

黑龍江銀保監局對中國東方資產管理股份有限公司黑龍江省分公司作出行政處罰

序號

當事人名稱

行政處罰決定書文號

主要違法違規行爲

行政處罰內容

作出決定機關

1

中國東方資產管理股份有限公司黑龍江省分公司

黑金監罰決字〔2026〕56號

項目管理不審慎

罰款35萬元

黑龍江金融監管局

2

劉擴（時任中國東方資產管理股份有限公司黑龍江省分公司副總經理）

黑金監罰決字〔2026〕57號

警告

3

於巖（時任中國東方資產管理股份有限公司黑龍江省分公司資產經營一部經濟師（副調研員））

黑金監罰決字〔2026〕58號

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序號

當事人名稱

行政處罰決定書文號

主要違法違規行爲

行政處罰內容

作出決定機關

1

中國東方資產管理股份有限公司黑龍江省分公司

黑金監罰決字〔2026〕56號

項目管理不審慎

罰款35萬元

黑龍江金融監管局

2

劉擴（時任中國東方資產管理股份有限公司黑龍江省分公司副總經理）

黑金監罰決字〔2026〕57號

警告

3

於巖（時任中國東方資產管理股份有限公司黑龍江省分公司資產經營一部經濟師（副調研員））

黑金監罰決字〔2026〕58號

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2026年07月06日，黑龍江銀保監局發佈行政處罰信息公開表，內容如下：中國東方資產管理股份有限公司黑龍江省分公司項目管理不審慎，作出罰款35萬元的行政處罰決定。劉擴（時任中國東方資產管理股份有限公司黑龍江省分公司副總經理）黑龍江銀保監局作出警告的行政處罰決定。於巖（時任中國東方資產管理股份有限公司黑龍江省分公司資產經營部經濟師（副調研員））黑龍江銀保監局作出警告的行政處罰決定。

黑龍江銀保監局對中國東方資產管理股份有限公司黑龍江省分公司作出行政處罰

序號

當事人名稱

行政處罰決定書文號

主要違法違規行爲

行政處罰內容

作出決定機關

1

中國東方資產管理股份有限公司黑龍江省分公司

黑金監罰決字〔2026〕56號

項目管理不審慎

罰款35萬元

黑龍江金融監管局

2

劉擴（時任中國東方資產管理股份有限公司黑龍江省分公司副總經理）

黑金監罰決字〔2026〕57號

警告

3

於巖（時任中國東方資產管理股份有限公司黑龍江省分公司資產經營一部經濟師（副調研員））

黑金監罰決字〔2026〕58號

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