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國家金融監督管理總局固原監管分局對中國農業銀行股份有限公司固原分行作出行政處罰

證券之星2026年5月15日 09:18

2026年05月15日，國家金融監督管理總局固原監管分局發佈行政處罰信息公開表，內容如下：中國農業銀行股份有限公司固原分行部分法人貸款“三查”制度執行嚴重違反審慎經營規則，作出罰款30萬元的行政處罰決定。羅向龍（時任中國農業銀行股份有限公司固原分行副行長）對上述違法違規行爲負有責任，作出警告的行政處罰決定。

序号國家金融監督管理總局固原監管分局對中國農業銀行股份有限公司固原分行作出行政處罰

序号

当事人名称

行政处罚决定书文号

主要违法违规行为

行政处罚内容

作出决定

机关

1

中国农业银行股份有限公司固原分行

固金罚决字〔2026〕3号

部分法人贷款“三查”制度执行严重违反审慎经营规则

罚款30万元

国家金融监督管理总局固原监管分局

2

罗向龙（时任中国农业银行股份有限公司固原分行副行长）

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2026年05月15日，國家金融監督管理總局固原監管分局發佈行政處罰信息公開表，內容如下：中國農業銀行股份有限公司固原分行部分法人貸款“三查”制度執行嚴重違反審慎經營規則，作出罰款30萬元的行政處罰決定。羅向龍（時任中國農業銀行股份有限公司固原分行副行長）對上述違法違規行爲負有責任，作出警告的行政處罰決定。

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序号

当事人名称

行政处罚决定书文号

主要违法违规行为

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作出决定

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1

中国农业银行股份有限公司固原分行

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