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國家金融監督管理總局晉中監管分局對美臣保險代理有限公司晉中營業部作出行政處罰

證券之星2026年5月9日 08:49
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2026年05月09日，國家金融監督管理總局晉中監管分局發佈行政處罰信息公開表，內容如下：美臣保險代理有限公司晉中營業部與不具備資質的個人發生保險代理業務往來，違反了《保險代理人監管規定》第七十四條第一款、第九十九條。作出行政處罰決定：警告，罰款1萬元。冀世傑（時任美臣保險代理有限公司晉中營業部主要負責人）對上述行爲負有責任。

序號國家金融監督管理總局晉中監管分局對美臣保險代理有限公司晉中營業部作出行政處罰

序號

當事人名稱

行政處罰決定書文號

主要違法違規行爲

行政處罰依據

行政處罰內容

作出決定機關

作出決定時間

1

美臣保險代理有限公司晉中營業部

晉中金管罰決字〔2026〕4號

與不具備保險中介資質的個人發生保險代理業務往來

《保險代理人監管規定》第七十四條、第九十九條

警告，罰款1萬元

國家金融監督管理總局晉中監管分局

2026年4月27日

2

冀世傑(時任美臣保險代理有限公司晉中營業部主要負責人）

對美臣保險代理有限公司晉中營業部與不具備保險中介資質的個人發生保險代理業務往來的行爲負有責任

《保險代理人監管規定》第七十四條、第九十九條

警告，罰款1萬元

國家金融監督管理總局晉中監管分局

2026年4月27日

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序號

當事人名稱

行政處罰決定書文號

主要違法違規行爲

行政處罰依據

行政處罰內容

作出決定機關

作出決定時間

1

美臣保險代理有限公司晉中營業部

晉中金管罰決字〔2026〕4號

與不具備保險中介資質的個人發生保險代理業務往來

《保險代理人監管規定》第七十四條、第九十九條

警告，罰款1萬元

國家金融監督管理總局晉中監管分局

2026年4月27日

2

冀世傑(時任美臣保險代理有限公司晉中營業部主要負責人）

對美臣保險代理有限公司晉中營業部與不具備保險中介資質的個人發生保險代理業務往來的行爲負有責任

《保險代理人監管規定》第七十四條、第九十九條

警告，罰款1萬元

國家金融監督管理總局晉中監管分局

2026年4月27日

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2026年05月09日，國家金融監督管理總局晉中監管分局發佈行政處罰信息公開表，內容如下：美臣保險代理有限公司晉中營業部與不具備資質的個人發生保險代理業務往來，違反了《保險代理人監管規定》第七十四條第一款、第九十九條。作出行政處罰決定：警告，罰款1萬元。冀世傑（時任美臣保險代理有限公司晉中營業部主要負責人）對上述行爲負有責任。

序號國家金融監督管理總局晉中監管分局對美臣保險代理有限公司晉中營業部作出行政處罰

序號

當事人名稱

行政處罰決定書文號

主要違法違規行爲

行政處罰依據

行政處罰內容

作出決定機關

作出決定時間

1

美臣保險代理有限公司晉中營業部

晉中金管罰決字〔2026〕4號

與不具備保險中介資質的個人發生保險代理業務往來

《保險代理人監管規定》第七十四條、第九十九條

警告，罰款1萬元

國家金融監督管理總局晉中監管分局

2026年4月27日

2

冀世傑(時任美臣保險代理有限公司晉中營業部主要負責人）

對美臣保險代理有限公司晉中營業部與不具備保險中介資質的個人發生保險代理業務往來的行爲負有責任

《保險代理人監管規定》第七十四條、第九十九條

警告，罰款1萬元

國家金融監督管理總局晉中監管分局

2026年4月27日

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