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國家金融監督管理總局四川監管局對中國長城資產管理股份有限公司四川省分公司作出行政處罰

證券之星2026年5月8日 08:46
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2026年05月08日,國家金融監督管理總局四川監管局發佈行政處罰信息公開表,內容如下:中國長城資產管理股份有限公司四川省分公司一級專家杜英(時任總經理)押品管理不到位,項目後續管理不到位,收購盡職調查不到位,借不良資產收購名義變相爲房地產企業提供融資,警告並罰款7萬元。

國家金融監督管理總局四川監管局對中國長城資產管理股份有限公司四川省分公司作出行政處罰

序號

當事人名稱

主要違法違規行爲

行政處罰內容

作出決定機關

1

杜英〔中國長城資產管理股份有限公司四川省分公司一級專家(時任總經理)

〕

押品管理不到位,項目後續管理不到位,收購盡職調查不到位,借不良資產收購名義變相爲房地產企業提供融資

警告並罰款7萬元

國家金融監督管理總局四川監管局

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序號

當事人名稱

主要違法違規行爲

行政處罰內容

作出決定機關

1

杜英〔中國長城資產管理股份有限公司四川省分公司一級專家(時任總經理)

〕

押品管理不到位,項目後續管理不到位,收購盡職調查不到位,借不良資產收購名義變相爲房地產企業提供融資

警告並罰款7萬元

國家金融監督管理總局四川監管局

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2026年05月08日,國家金融監督管理總局四川監管局發佈行政處罰信息公開表,內容如下:中國長城資產管理股份有限公司四川省分公司一級專家杜英(時任總經理)押品管理不到位,項目後續管理不到位,收購盡職調查不到位,借不良資產收購名義變相爲房地產企業提供融資,警告並罰款7萬元。

國家金融監督管理總局四川監管局對中國長城資產管理股份有限公司四川省分公司作出行政處罰

序號

當事人名稱

主要違法違規行爲

行政處罰內容

作出決定機關

1

杜英〔中國長城資產管理股份有限公司四川省分公司一級專家(時任總經理)

〕

押品管理不到位,項目後續管理不到位,收購盡職調查不到位,借不良資產收購名義變相爲房地產企業提供融資

警告並罰款7萬元

國家金融監督管理總局四川監管局

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