tradingkey.logo
搜尋

國家金融監督管理總局四川監管局對中國長城資產管理股份有限公司四川省分公司作出行政處罰

證券之星2026年5月8日 08:46
facebooktwitterlinkedin

2026年05月08日,國家金融監督管理總局四川監管局發佈行政處罰信息公開表,內容如下:中國長城資產管理股份有限公司四川省分公司一級專家杜英(時任總經理)押品管理不到位,項目後續管理不到位,收購盡職調查不到位,借不良資產收購名義變相爲房地產企業提供融資,警告並罰款7萬元。

國家金融監督管理總局四川監管局對中國長城資產管理股份有限公司四川省分公司作出行政處罰

序號

當事人名稱

主要違法違規行爲

行政處罰內容

作出決定機關

1

杜英〔中國長城資產管理股份有限公司四川省分公司一級專家(時任總經理)

押品管理不到位,項目後續管理不到位,收購盡職調查不到位,借不良資產收購名義變相爲房地產企業提供融資

警告並罰款7萬元

國家金融監督管理總局四川監管局

免責聲明:本網站提供的資訊僅供教育和參考之用,不應視為財務或投資建議。

推薦文章

KeyAI

序號

當事人名稱

主要違法違規行爲

行政處罰內容

作出決定機關

1

杜英〔中國長城資產管理股份有限公司四川省分公司一級專家(時任總經理)

押品管理不到位,項目後續管理不到位,收購盡職調查不到位,借不良資產收購名義變相爲房地產企業提供融資

警告並罰款7萬元

國家金融監督管理總局四川監管局

"}],"editor":null,"faq":[],"isLocked":false,"originalUrl":"https://bank.stockstar.com/IG2026050800029422.shtml","isOriginal":false,"translationSourceUrl":"","videoInfo":null,"relatedArticles":[],"isStockCategory":true,"stats":{"likes":0,"favorites":0,"comments":0,"shares":0,"views":25,"isLiked":false}},"contentList":[{"title":"","content":"

2026年05月08日,國家金融監督管理總局四川監管局發佈行政處罰信息公開表,內容如下:中國長城資產管理股份有限公司四川省分公司一級專家杜英(時任總經理)押品管理不到位,項目後續管理不到位,收購盡職調查不到位,借不良資產收購名義變相爲房地產企業提供融資,警告並罰款7萬元。

國家金融監督管理總局四川監管局對中國長城資產管理股份有限公司四川省分公司作出行政處罰

序號

當事人名稱

主要違法違規行爲

行政處罰內容

作出決定機關

1

杜英〔中國長城資產管理股份有限公司四川省分公司一級專家(時任總經理)

押品管理不到位,項目後續管理不到位,收購盡職調查不到位,借不良資產收購名義變相爲房地產企業提供融資

警告並罰款7萬元

國家金融監督管理總局四川監管局

","id":"lezhgqhfsr"}],"aiPodcast":{"hasAiPodcast":false,"content":{"id":0,"title":"","url":"","class":"","route":"","topic":"","topicParent":"","coverImage":"","duration":0}},"aiSummary":{"hasAiSummary":false,"hasBlackSummary":false,"content":{"summary":"","keyPoints":"","blackSummary":""}},"relatedArticleList":[{"id":"1907988","route":"261907988-japanese-stocks-rise-open-korean-shares-dragged-samsung-sk-hynix-tradingkey","topic":"more","topicParent":"stocks","coverImage":"https://resource.tradingkey.com/uploads/20260305/asia-stocks-5bbb38d8e80b4c4aad16334ba4e57bbf.jpg","title":"日股開盤上漲,韓股遭權重股拖累,三星、SK海力士領跌","description":"TradingKey - 日經225指數開盤階段小幅上揚0.6%,隨後日內漲幅穩步擴大至1%。韓國首爾綜指則呈現弱勢整理格局,盤初下挫1.2%後賣壓進一步加劇,跌幅擴展至2%。","topicName":"股票","class":"FEATURED","author":"Yulia Zeng","organization":"TradingKey","source":"TradingKey","publishAt":"1779153336","symbols":[]},{"id":"1907844","route":"261907844-today-market-recap-ai-geopolitical-tensions-orcl-nvda-mu-trump-china-amd-intc-tradingkey","topic":"us-stock","topicParent":"stocks","coverImage":"https://resource.tradingkey.com/uploads/20260120/TradingKey_-EN_optimized_150-af50e3d803094b2981fdc0ce98cb441f.png","title":" TradingKey 每日市場簡報:川普推遲對伊朗的打擊,科技股下滑","description":"美國科技股受 AI 泡沫擔憂及半導體板塊壓力影響而下跌,道瓊指數則走高。地緣政治方面,川普應海灣盟國要求推遲了對伊朗的軍事打擊,令原油價格回落。與此同時,輝達已開始向頂尖 AI 實驗室大規模出貨專為智能體(Agent)設計的 Vera CPU。","topicName":"股票","class":"FEATURED","author":"Block Tao","organization":"TradingKey","source":"TradingKey","publishAt":"1779150661","symbols":[]},{"id":"1906127","route":"261906127-micron-technology-mu-ai-memory-hbm-supply-demand-margin-expansion-valuation-1000-target-risk-semiconductor-tradingkey","topic":"us-stock","topicParent":"stocks","coverImage":"https://resource.tradingkey.com/cms_uploads/img/20240228/d4c25c85b1bb8f8a1f73e1bd2d1c59ab.jpg","title":"美光科技股票展望:MU 股價能否在 2026 年漲破 1,000 美元?","description":"TradingKey - 美光科技(Micron Technology)已成為半導體行業中 AI 領域的最大贏家之一。此前,美光主要被視為記憶體晶片的週期性製造商,而華爾街現在正開始將其視為一家重要的 AI 基礎設施公司。","topicName":"股票","class":"FEATURED","author":"Huanyao Fang","organization":"TradingKey","source":"TradingKey","publishAt":"1779111853","symbols":[]},{"id":"1905255","route":"261905255-samsung-strike-stock-price-hbm-memory-tradingkey","topic":"more","topicParent":"stocks","coverImage":"https://resource.tradingkey.com/uploads/20251024/Samsung2-ec0f77f39d8e4b1396ca75a92d1b6229.jpg","title":"三星罷工危機反轉!獲法院力挺三星股價轉漲3.88% 但深層風險才剛剛暴露","description":"TradingKey - 根據韓媒報導,三星已經「完勝」工會,儘管工會組織的罷工尚未開始。5月18日,三星電子勞資雙方啟動第二輪事後調解。法院雖然批准了三星提出的部分強制令申請,但責令其在韓工會確保罷工不會影響公司生產量。週一盤中,三星股價一度跌近3.1%,但截至收盤時已經轉漲,漲幅高達近4%。這是否意味著三星已經從勞資雙方的鬥爭中勝出?又或者是這場矛盾才剛剛揭露了三星內部的深層矛盾?","topicName":"股票","class":"FEATURED","author":"Jane Zhang","organization":"TradingKey","source":"TradingKey","publishAt":"1779101303","symbols":[]},{"id":"1902669","route":"261902669-spacex-ipo-timetable-us-stock-eur-asia-tradingkey","topic":"us-stock","topicParent":"stocks","coverImage":"https://resource.tradingkey.com/uploads/20260128/SpaceX-ed9ef276e73f4d059a2ef7d0c8a72dc2.jpg","title":"SpaceX IPO時間提前至6月12日 投資者該關注什麼?歐洲、亞洲投資者怎麼買SpaceX股票?對美股大盤有何影響?","description":"TradingKey - 上週五(5月15日),華爾街日報援引知情人士消息報導,馬斯克旗下的SpaceX計劃於6月12日正式掛牌,上市納斯達克市場,股票代碼為「SPCX」,預計融資800億美元甚至更多。若順利推進,這將成為全球市場有史以來規模最大的IPO。相比原先的IPO時間表,本次公開的資訊大幅提前。","topicName":"股票","class":"FEATURED","author":"Jane Zhang","organization":"TradingKey","source":"TradingKey","publishAt":"1778997356","symbols":[]}],"hotArticlesList":[{"id":"1906127","route":"analysis/stocks/us-stock/261906127-micron-technology-mu-ai-memory-hbm-supply-demand-margin-expansion-valuation-1000-target-risk-semiconductor-tradingkey","topic":"","topicParent":"","coverImage":"https://resource.tradingkey.com/cms_uploads/img/20240228/d4c25c85b1bb8f8a1f73e1bd2d1c59ab.jpg","title":"美光科技股票展望:MU 股價能否在 2026 年漲破 1,000 美元?","description":"","topicName":"","class":"FEATURED","author":"","organization":"","source":"TradingKey","publishAt":"1779111853","symbols":[{"symbol":"MU","name":"Micron Technology Inc","icon":"https://resource.tradingkey.com/static/lseg/stocks/MU.png","type":"stocks","status":true,"route":"nasdaq-mu","typeRoute":"stocks","quoteInfo":null}],"isTop":0,"isHot":0,"topicIcon":"","isEmpty":false,"pv":410171.62},{"id":"1902669","route":"analysis/stocks/us-stock/261902669-spacex-ipo-timetable-us-stock-eur-asia-tradingkey","topic":"","topicParent":"","coverImage":"https://resource.tradingkey.com/uploads/20260128/SpaceX-ed9ef276e73f4d059a2ef7d0c8a72dc2.jpg","title":"SpaceX IPO時間提前至6月12日 投資者該關注什麼?歐洲、亞洲投資者怎麼買SpaceX股票?對美股大盤有何影響?","description":"","topicName":"","class":"FEATURED","author":"","organization":"","source":"TradingKey","publishAt":"1778997356","symbols":[],"isTop":0,"isHot":0,"topicIcon":"","isEmpty":false,"pv":104525},{"id":"1903483","route":"analysis/commodities/metal/261903483-gold-prices-fallen-below-4500-dollar-drop-4360-this-week-tradingkey","topic":"","topicParent":"","coverImage":"https://resource.tradingkey.com/cms_uploads/img/20240507/03bac7e5af514b3ddeffbbfa3da4aded.jpg","title":"黃金價格跌破4500美元,本週金價或將跌至4360美元","description":"","topicName":"","class":"FEATURED","author":"","organization":"","source":"TradingKey","publishAt":"1779068315","symbols":[{"symbol":"USOIL","name":"美國原油","icon":"https://resource.tradingkey.com/static/images/crypto/png/usoil.png","type":"commodities","status":true,"route":"wti","typeRoute":"commodities","quoteInfo":null},{"symbol":"XAUUSD","name":"黃金現貨","icon":"https://resource.tradingkey.com/static/images/crypto/png/xauusd.png","type":"commodities","status":true,"route":"gold","typeRoute":"commodities","quoteInfo":null}],"isTop":0,"isHot":0,"topicIcon":"","isEmpty":false,"pv":103230.57},{"id":"1902439","route":"analysis/stocks/us-stock/261902439-xauusd-gold-outlook-central-bank-sales-fed-rates-etf-flows-valuation-5600-high-tradingkey","topic":"","topicParent":"","coverImage":"https://resource.tradingkey.com/cms_uploads/img/20230926/bb1ba7e5e4ecad26c1088c0b61b3e435.jpg","title":"黃金深度剖析:看到什麼信號時,黃金將不再上漲","description":"","topicName":"","class":"FEATURED","author":"","organization":"","source":"TradingKey","publishAt":"1778947200","symbols":[{"symbol":"XAUUSD","name":"黃金現貨","icon":"https://resource.tradingkey.com/static/images/crypto/png/xauusd.png","type":"commodities","status":true,"route":"gold","typeRoute":"commodities","quoteInfo":null}],"isTop":0,"isHot":0,"topicIcon":"","isEmpty":false,"pv":64397.75},{"id":"1902871","route":"analysis/commodities/metal/261902871-us-inflationary-pressure-gold-prices-down-200-dollar-four-days-4360-tradingkey","topic":"","topicParent":"","coverImage":"https://resource.tradingkey.com/cms_uploads/img/20231027/fd72591e45fde4e8570c263525eea42f.jpg","title":"美國通膨壓力飆升,黃金連續4日下跌近200美元,金價或將跌至4360美元","description":"","topicName":"","class":"FEATURED","author":"","organization":"","source":"TradingKey","publishAt":"1779019200","symbols":[{"symbol":"XAUUSD","name":"黃金現貨","icon":"https://resource.tradingkey.com/static/images/crypto/png/xauusd.png","type":"commodities","status":true,"route":"gold","typeRoute":"commodities","quoteInfo":null}],"isTop":0,"isHot":0,"topicIcon":"","isEmpty":false,"pv":60190.86}],"articleFullPath":"/news/stocks/261873252-analysis-new-stockstar","is404":false,"meta":{"isAnalysis":false,"isNews":true,"isPreviewMode":false}}]}