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國家金融監督管理總局大連監管局行政處罰信息公開表（大金罰決字〔2026〕19、20號）

證券之星2026年5月8日 08:12

國家金融監督管理總局大連監管局行政處罰信息公開表（大金罰決字〔2026〕19、20號）

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當事人名稱

行政處罰決定書文號

主要違法違規行爲

行政處罰內容

作出決定機關

1

永盛保險公估有限公司大連分公司

大金罰決字〔2026〕19號

未實行單獨覈算，未製作單獨的會計憑證，未建立大連分公司專門使用的財務賬冊、賬單；未建立單獨銀行賬戶收取公估費；業務臺賬記錄不完整；未按規定報送有關報表；職場內未懸掛保險公估備案表。

責令改正，給予警告，並處罰款人民幣合計兩萬九千元整。

國家金融監督管理總局大連監管局

2

張寵（時任永盛保險公估有限公司大連分公司實際負責人）

大金罰決字〔2026〕20號

給予警告，並處罰款人民幣合計兩萬九千元整

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作出決定機關

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國家金融監督管理總局大連監管局行政處罰信息公開表（大金罰決字〔2026〕19、20號）

序號

當事人名稱

行政處罰決定書文號

主要違法違規行爲

行政處罰內容

作出決定機關

1

永盛保險公估有限公司大連分公司

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責令改正，給予警告，並處罰款人民幣合計兩萬九千元整。

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