tradingkey.logo
搜尋
市場行情
自選股
新聞
分析
交易工具
選股工具
English
繁体中文
ไทย
Tiếng việt
简体中文
Español
Português
Deutsch
한국어
日本語
tradingkey.logo
搜尋
新聞股票

國家金融監督管理總局長治監管分局對山西鼎銘保險代理有限責任公司作出行政處罰

證券之星2026年4月30日 08:46
facebooktwitterlinkedin

2026年04月30日，中國銀行保險監督管理委員會長治監管分局發佈行政處罰信息公開表，內容如下：山西鼎銘保險代理有限責任公司主要違法違規事實爲財務數據不真實、佣金收取賬戶不獨立、委託未通過本機構進行執業登記的個人從事保險代理業務。作出行政處罰決定爲責令改正，警告，罰款12.3萬元。山西鼎銘保險代理有限責任公司主要違法違規事實爲未通過本機構進行執業登記的個人從事保險代理業務。作出行政處罰決定爲警告，罰款2.4萬元。

序號國家金融監督管理總局長治監管分局對山西鼎銘保險代理有限責任公司作出行政處罰

序號

當事人名稱

行政處罰決定書文號

主要違法違規行爲

行政處罰依據

行政處罰內容

作出決定機關

作出決定時間

1

山西鼎銘保險代理有限公司

長金管罰決字〔2026〕3號

財務數據不真實、佣金收取賬戶不獨立、委託未通過本機構進行執業登記的個人從事保險代理業務

《保險代理人監管規定》第六十五條、第一百零七條，第四十九條、第一百零八條，第三十八條、第九十四條

責令改正，警告，罰款12.3萬元

國家金融監督管理總局長治監管分局

2026年4月21日

2

琚麗芳（時任山西鼎銘保險代理有限公司總經理）

長金管罰決字〔2026〕4號

對山西鼎銘保險代理有限公司財務數據不真實、佣金收取賬戶不獨立、委託未通過本機構進行執業登記的個人從事保險代理業務的行爲負有責任

警告，罰款2.4萬元

國家金融監督管理總局長治監管分局

2026年4月21日

免責聲明：本網站提供的資訊僅供教育和參考之用，不應視為財務或投資建議。

推薦文章

一週前瞻：美國8月PCE與9月非農重磅來襲，美光財報成焦點

TradingKey - 接下來的一週（美東時間9月28日至10月2日），美國市場將迎來9月底至10月初最密集的總體經濟數據窗口。美國8月PCE物價指數、9月非農就業報告、ADP就業、JOLTS職缺以及ISM製造業指數將連續公布，為市場判斷聯準會下一步利率路徑提供最新依據。
TradingKey12 小時前

AMD VS 博通：AI晶片股誰更值得長期投資？AMD與AVGO全面對比

TradingKey - 隨著AI資料中心投資持續增長，AMD（AMD）和博通（AVGO）都成為輝達（NVDA）之外的重要AI晶片標的，但兩家公司的商業模式存在明顯區別。AMD主要透過Instinct GPU、EPYC伺服器CPU和Helios機架系統爭奪通用AI運算市場；博通則重點為Google（GOOGL）、OpenAI、Anthropic等大型客戶開發客製化AI加速器（ASIC/XPU），同時提供高速網路晶片。那麼，這兩家公司誰更值得長期投資？
TradingKey16 小時前

為什麼銀行股開始下跌了？Q2交易熱潮難復刻，聯準會升息後投行收入或承壓

美東時間9月22日，Nasdaq 綜合指數創下新高，銀行股卻普遍承壓。富國銀行（WFC）下跌3.92%，瑞銀（UBS）下跌3.66%，摩根大通（JPM）下跌3.42%，美國銀行（BAC）下跌3.04%，花旗集團（C）下跌1.91%。
TradingKey18 小時前

美光Q4財報前瞻：營收能否突破500億美元，MU股價還能漲嗎？

TradingKey - 美光科技（MU）將於美東時間9月30日盤後公布2026財年第四季業績，並於當日16:30舉行財報電話會議。
TradingKey21 小時前

SEC批准代幣化美股鏈上交易，哪些平台幣將迎政策紅利？

SEC 於 2026 年 9 月推出的 5 年「創新豁免」政策，允許符合合規許可、1:1 實體錨定的美股在公鏈及 AMM 上進行 24/7 交易。此舉打破傳統美股與加密資產壁壘，直接利好 Coinbase 等原生交易所、Uniswap 等 DEX、RWA 託管協議及 Solana、Avalanche 等公鏈基礎設施。然而，投資者仍需提防上市公司否決權、許可池流動性割裂及 5 年沙盒到期等監管風險。
TradingKey9月26日 週六
特色工具
tk_center_stock_score股票評分calendar_economicCalendar財經日曆search.intelligent.strategy智能策略article_asider_weekly_report投資週報
熱門新聞
link
為什麼銀行股開始下跌了？Q2交易熱潮難復刻，聯準會升息後投行收入或承壓
美光Q4財報前瞻：營收能否突破500億美元，MU股價還能漲嗎？
SEC批准代幣化美股鏈上交易，哪些平台幣將迎政策紅利？
一週前瞻：美國8月PCE與9月非農重磅來襲，美光財報成焦點
AMD VS 博通：AI晶片股誰更值得長期投資？AMD與AVGO全面對比
tradingkey.logo
風險提示：我們的網站和行動應用程式僅提供關於某些投資產品的一般資訊。Finsights 不提供財務建議或對任何投資產品的推薦，且提供此類資訊不應被解釋為 Finsights 提供財務建議或推薦。
投資產品存在重大投資風險，包括可能損失投資的本金，且可能並不適合所有人。投資產品的過去表現並不代表其未來表現。
Finsights 可能允許第三方廣告商或關聯公司在我們的網站或行動應用程式的任何部分放置或投放廣告，並可能根據您與廣告的互動情況獲得報酬。
© 版權所有: FINSIGHTS MEDIA PTE. LTD. 版權所有
一般使用條款
隱私權政策
Cookie政策

序號

當事人名稱

行政處罰決定書文號

主要違法違規行爲

行政處罰依據

行政處罰內容

作出決定機關

作出決定時間

1

山西鼎銘保險代理有限公司

長金管罰決字〔2026〕3號

財務數據不真實、佣金收取賬戶不獨立、委託未通過本機構進行執業登記的個人從事保險代理業務

《保險代理人監管規定》第六十五條、第一百零七條，第四十九條、第一百零八條，第三十八條、第九十四條

責令改正，警告，罰款12.3萬元

國家金融監督管理總局長治監管分局

2026年4月21日

2

琚麗芳（時任山西鼎銘保險代理有限公司總經理）

長金管罰決字〔2026〕4號

對山西鼎銘保險代理有限公司財務數據不真實、佣金收取賬戶不獨立、委託未通過本機構進行執業登記的個人從事保險代理業務的行爲負有責任

警告，罰款2.4萬元

國家金融監督管理總局長治監管分局

2026年4月21日

"}],"editor":null,"faq":[],"isLocked":false,"originalUrl":"https://insurance.stockstar.com/IG2026043000054532.shtml","isOriginal":false,"translationSourceUrl":"","videoInfo":null,"relatedArticles":[],"isStockCategory":true,"stats":{"likes":0,"favorites":0,"comments":0,"shares":0,"views":83,"isLiked":false},"ads":[],"needIndex":false},"contentList":[{"title":"","content":"

2026年04月30日，中國銀行保險監督管理委員會長治監管分局發佈行政處罰信息公開表，內容如下：山西鼎銘保險代理有限責任公司主要違法違規事實爲財務數據不真實、佣金收取賬戶不獨立、委託未通過本機構進行執業登記的個人從事保險代理業務。作出行政處罰決定爲責令改正，警告，罰款12.3萬元。山西鼎銘保險代理有限責任公司主要違法違規事實爲未通過本機構進行執業登記的個人從事保險代理業務。作出行政處罰決定爲警告，罰款2.4萬元。

序號國家金融監督管理總局長治監管分局對山西鼎銘保險代理有限責任公司作出行政處罰

序號

當事人名稱

行政處罰決定書文號

主要違法違規行爲

行政處罰依據

行政處罰內容

作出決定機關

作出決定時間

1

山西鼎銘保險代理有限公司

長金管罰決字〔2026〕3號

財務數據不真實、佣金收取賬戶不獨立、委託未通過本機構進行執業登記的個人從事保險代理業務

《保險代理人監管規定》第六十五條、第一百零七條，第四十九條、第一百零八條，第三十八條、第九十四條

責令改正，警告，罰款12.3萬元

國家金融監督管理總局長治監管分局

2026年4月21日

2

琚麗芳（時任山西鼎銘保險代理有限公司總經理）

長金管罰決字〔2026〕4號

對山西鼎銘保險代理有限公司財務數據不真實、佣金收取賬戶不獨立、委託未通過本機構進行執業登記的個人從事保險代理業務的行爲負有責任

警告，罰款2.4萬元

國家金融監督管理總局長治監管分局

2026年4月21日

","id":"rocsswimdj"}],"aiPodcast":{"hasAiPodcast":false,"content":{"id":0,"title":"","url":"","class":"","route":"","topic":"","topicParent":"","coverImage":"","duration":0}},"aiSummary":{"hasAiSummary":false,"hasBlackSummary":false,"content":{"summary":"","keyPoints":"","blackSummary":""}},"relatedArticleList":[{"id":"2188314","route":"262188314-weekly-preview-us-august-pce-september-nonfarm-payrolls-micron-earnings-tradingkey","topic":"us-stock","topicParent":"stocks","coverImage":"https://resource.tradingkey.com/uploads/20251024/GM2-b2a12d9ac810441199bbf8fbb85f33f4.jpg","title":"一週前瞻：美國8月PCE與9月非農重磅來襲，美光財報成焦點","description":"TradingKey - 接下來的一週（美東時間9月28日至10月2日），美國市場將迎來9月底至10月初最密集的總體經濟數據窗口。美國8月PCE物價指數、9月非農就業報告、ADP就業、JOLTS職缺以及ISM製造業指數將連續公布，為市場判斷聯準會下一步利率路徑提供最新依據。","topicName":"股票","class":"FEATURED","author":"Alan Long","organization":"TradingKey","source":"TradingKey","publishAt":"1790488800","symbols":[]},{"id":"2188206","route":"262188206-amd-vs-broadcom-ai-chip-long-term-investment-comparison-tradingkey","topic":"us-stock","topicParent":"stocks","coverImage":"https://resource.tradingkey.com/uploads/20251024/amd-stock-12ed234619a041f9b61ba53fc76573d2.jpg","title":"AMD VS 博通：AI晶片股誰更值得長期投資？AMD與AVGO全面對比","description":"TradingKey - 隨著AI資料中心投資持續增長，AMD（AMD）和博通（AVGO）都成為輝達（NVDA）之外的重要AI晶片標的，但兩家公司的商業模式存在明顯區別。AMD主要透過Instinct GPU、EPYC伺服器CPU和Helios機架系統爭奪通用AI運算市場；博通則重點為Google（GOOGL）、OpenAI、Anthropic等大型客戶開發客製化AI加速器（ASIC/XPU），同時提供高速網路晶片。那麼，這兩家公司誰更值得長期投資？","topicName":"股票","class":"FEATURED","author":"Alan Long","organization":"TradingKey","source":"TradingKey","publishAt":"1790474400","symbols":[]},{"id":"2188142","route":"262188142-bank-stocks-selloff-trading-revenue-decline-fed-rate-hike-jpm-bac-ubs-tradingkey","topic":"us-stock","topicParent":"stocks","coverImage":"https://resource.tradingkey.com/cms_uploads/img/20240204/ea9ddd7e954a957933eec0964f20afd1.jpg","title":"為什麼銀行股開始下跌了？Q2交易熱潮難復刻，聯準會升息後投行收入或承壓","description":"美東時間9月22日，Nasdaq 綜合指數創下新高，銀行股卻普遍承壓。富國銀行（WFC）下跌3.92%，瑞銀（UBS）下跌3.66%，摩根大通（JPM）下跌3.42%，美國銀行（BAC）下跌3.04%，花旗集團（C）下跌1.91%。","topicName":"股票","class":"FEATURED","author":"Andy Chen","organization":"TradingKey","source":"TradingKey","publishAt":"1790467200","symbols":[]},{"id":"2188100","route":"262188100-mu-dram-hbm-skhynix-samsung-tradingkey","topic":"us-stock","topicParent":"stocks","coverImage":"https://resource.tradingkey.com/uploads/20241220/2deae443e2df41c689810651a1bff8acmicron1.jpg","title":"美光Q4財報前瞻：營收能否突破500億美元，MU股價還能漲嗎？","description":"TradingKey - 美光科技（MU）將於美東時間9月30日盤後公布2026財年第四季業績，並於當日16:30舉行財報電話會議。","topicName":"股票","class":"FEATURED","author":"Jay Qian","organization":"TradingKey","source":"TradingKey","publishAt":"1790456400","symbols":[]},{"id":"2182280","route":"262182280-crypto-sec-stock-amm-rwa-uniswap-coinbase-ethereum-solana-avalanche-dex-tradingkey","topic":"more","topicParent":"cryptocurrencies","coverImage":"https://resource.tradingkey.com/cms_uploads/img/20231102/7520a74fa55c9128cdf6f43aa37d34fd.jpg","title":"SEC批准代幣化美股鏈上交易，哪些平台幣將迎政策紅利？ ","description":"SEC 於 2026 年 9 月推出的 5 年「創新豁免」政策，允許符合合規許可、1:1 實體錨定的美股在公鏈及 AMM 上進行 24/7 交易。此舉打破傳統美股與加密資產壁壘，直接利好 Coinbase 等原生交易所、Uniswap 等 DEX、RWA 託管協議及 Solana、Avalanche 等公鏈基礎設施。然而，投資者仍需提防上市公司否決權、許可池流動性割裂及 5 年沙盒到期等監管風險。\n","topicName":"加密貨幣","class":"FEATURED","author":"Block Tao","organization":"TradingKey","source":"TradingKey","publishAt":"1790431200","symbols":[]}],"hotArticlesList":[{"id":"2188142","route":"/zh-hant/analysis/stocks/us-stock/262188142-bank-stocks-selloff-trading-revenue-decline-fed-rate-hike-jpm-bac-ubs-tradingkey","topic":"","topicParent":"","coverImage":"https://resource.tradingkey.com/cms_uploads/img/20240204/ea9ddd7e954a957933eec0964f20afd1.jpg","title":"為什麼銀行股開始下跌了？Q2交易熱潮難復刻，聯準會升息後投行收入或承壓","description":"","topicName":"","class":"FEATURED","author":"","organization":"","source":"TradingKey","publishAt":"1790467200","symbols":[{"symbol":"BAC","name":"美國銀行","icon":"https://resource.tradingkey.com/static/lseg/stocks/BAC.png","type":"stocks","status":true,"route":"bac","typeRoute":"stocks","quoteInfo":null},{"symbol":"C","name":"Citigroup Inc","icon":"https://resource.tradingkey.com/static/lseg/stocks/C.png","type":"stocks","status":true,"route":"c","typeRoute":"stocks","quoteInfo":null},{"symbol":"JPM","name":"JPMorgan Chase & Co","icon":"https://resource.tradingkey.com/static/lseg/stocks/JPM.png","type":"stocks","status":true,"route":"jpm","typeRoute":"stocks","quoteInfo":null},{"symbol":"UBS","name":"UBS Group AG","icon":"https://resource.tradingkey.com/static/lseg/stocks/UBS.png","type":"stocks","status":true,"route":"ubs","typeRoute":"stocks","quoteInfo":null},{"symbol":"WFC","name":"富國銀行","icon":"https://resource.tradingkey.com/static/lseg/stocks/WFC.png","type":"stocks","status":true,"route":"wfc","typeRoute":"stocks","quoteInfo":null}],"isTop":0,"isHot":0,"topicIcon":"","isEmpty":false,"pv":73296.94,"fullPath":"/analysis/stocks/us-stock/262188142-bank-stocks-selloff-trading-revenue-decline-fed-rate-hike-jpm-bac-ubs-tradingkey"},{"id":"2188100","route":"/zh-hant/analysis/stocks/us-stock/262188100-mu-dram-hbm-skhynix-samsung-tradingkey","topic":"","topicParent":"","coverImage":"https://resource.tradingkey.com/uploads/20241220/2deae443e2df41c689810651a1bff8acmicron1.jpg","title":"美光Q4財報前瞻：營收能否突破500億美元，MU股價還能漲嗎？","description":"","topicName":"","class":"FEATURED","author":"","organization":"","source":"TradingKey","publishAt":"1790456400","symbols":[{"symbol":"MU","name":"Micron Technology Inc","icon":"https://resource.tradingkey.com/static/lseg/stocks/MU.png","type":"stocks","status":true,"route":"mu","typeRoute":"stocks","quoteInfo":null}],"isTop":0,"isHot":0,"topicIcon":"","isEmpty":false,"pv":59058.24,"fullPath":"/analysis/stocks/us-stock/262188100-mu-dram-hbm-skhynix-samsung-tradingkey"},{"id":"2182280","route":"/zh-hant/analysis/cryptocurrencies/more/262182280-crypto-sec-stock-amm-rwa-uniswap-coinbase-ethereum-solana-avalanche-dex-tradingkey","topic":"","topicParent":"","coverImage":"https://resource.tradingkey.com/cms_uploads/img/20231102/7520a74fa55c9128cdf6f43aa37d34fd.jpg","title":"SEC批准代幣化美股鏈上交易，哪些平台幣將迎政策紅利？ ","description":"","topicName":"","class":"FEATURED","author":"","organization":"","source":"TradingKey","publishAt":"1790431200","symbols":[{"symbol":"UNIUSD","name":"Uniswap","icon":"https://resource.tradingkey.com/static/images/crypto/png/uniusd.png","type":"crypto","status":true,"route":"uniswap","typeRoute":"cryptocurrencies","quoteInfo":null},{"symbol":"COIN","name":"Coinbase Global Inc","icon":"https://resource.tradingkey.com/static/lseg/stocks/COIN.png","type":"stocks","status":true,"route":"coin","typeRoute":"stocks","quoteInfo":null}],"isTop":0,"isHot":0,"topicIcon":"","isEmpty":false,"pv":41907.08,"fullPath":"/analysis/cryptocurrencies/more/262182280-crypto-sec-stock-amm-rwa-uniswap-coinbase-ethereum-solana-avalanche-dex-tradingkey"},{"id":"2188314","route":"/zh-hant/analysis/stocks/us-stock/262188314-weekly-preview-us-august-pce-september-nonfarm-payrolls-micron-earnings-tradingkey","topic":"","topicParent":"","coverImage":"https://resource.tradingkey.com/uploads/20251024/GM2-b2a12d9ac810441199bbf8fbb85f33f4.jpg","title":"一週前瞻：美國8月PCE與9月非農重磅來襲，美光財報成焦點","description":"","topicName":"","class":"FEATURED","author":"","organization":"","source":"TradingKey","publishAt":"1790488800","symbols":[{"symbol":"MU","name":"Micron Technology Inc","icon":"https://resource.tradingkey.com/static/lseg/stocks/MU.png","type":"stocks","status":true,"route":"mu","typeRoute":"stocks","quoteInfo":null},{"symbol":"NKE","name":"Nike Inc","icon":"https://resource.tradingkey.com/static/lseg/stocks/NKE.png","type":"stocks","status":true,"route":"nke","typeRoute":"stocks","quoteInfo":null}],"isTop":0,"isHot":0,"topicIcon":"","isEmpty":false,"pv":37862,"fullPath":"/analysis/stocks/us-stock/262188314-weekly-preview-us-august-pce-september-nonfarm-payrolls-micron-earnings-tradingkey"},{"id":"2188206","route":"/zh-hant/analysis/stocks/us-stock/262188206-amd-vs-broadcom-ai-chip-long-term-investment-comparison-tradingkey","topic":"","topicParent":"","coverImage":"https://resource.tradingkey.com/uploads/20251024/amd-stock-12ed234619a041f9b61ba53fc76573d2.jpg","title":"AMD VS 博通：AI晶片股誰更值得長期投資？AMD與AVGO全面對比","description":"","topicName":"","class":"FEATURED","author":"","organization":"","source":"TradingKey","publishAt":"1790474400","symbols":[{"symbol":"AMD","name":"Advanced Micro Devices Inc","icon":"https://resource.tradingkey.com/static/lseg/stocks/AMD.png","type":"stocks","status":true,"route":"amd","typeRoute":"stocks","quoteInfo":null},{"symbol":"AVGO","name":"Broadcom Inc","icon":"https://resource.tradingkey.com/static/lseg/stocks/AVGO.png","type":"stocks","status":true,"route":"avgo","typeRoute":"stocks","quoteInfo":null}],"isTop":0,"isHot":0,"topicIcon":"","isEmpty":false,"pv":37700.19,"fullPath":"/analysis/stocks/us-stock/262188206-amd-vs-broadcom-ai-chip-long-term-investment-comparison-tradingkey"}],"articleFullPath":"/zh-hant/news/stocks/261841736-analysis-new-stockstar","is404":false,"meta":{"isAnalysis":false,"isNews":true,"isResearch":false,"isPreviewMode":false,"isCategoryBreadcrumbLink":true},"serverLocale":"zh-hant"}]}