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邯鄲銀保監分局對邱縣農村信用合作聯社作出行政處罰

證券之星2026年4月22日 08:30
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2026年04月22日,邯鄲銀保監分局發佈行政處罰信息公開表,內容如下:邱縣農村信用合作聯社關聯交易未按規定備案審批、內控管理不到位、違規分紅罰款205萬元。王義川(時任邱縣農村信用合作聯社理事長)對違規分紅負有責任警告。馬敬濤(時任邱縣農村信用合作聯社主任)對關聯交易未按規定備案審批、內控管理不到位負有責任警告並罰款10萬元。陳祥華(時任邱縣農村信用合作聯社授信審批部經理)對關聯交易未按規定備案審批負有責任警告並罰款5萬元。徐俊山(時任邱縣農村信用合作聯社客戶經理二部經理)對內控管理不到位負有責任警告並罰款5萬元。李秀娥(時任邱縣農村信用合作聯社人力資源部經理)對內控管理不到位負有責任警告。劉景春(時任邱縣農村信用合作聯社計劃財務部經理)對違規分紅負有責任警告並罰款5萬元。

邯鄲銀保監分局對邱縣農村信用合作聯社作出行政處罰

序號

當事人名稱

行政處罰決定書文號

主要違法違規行爲

行政處罰內容

作出決定機關

1

邱縣農村信用合作聯社

邯金罰決字〔2025〕3號

關聯交易未按規定備案審批、內控管理不到位、違規分紅

罰款205萬元

邯鄲金融監管分局

2

王義川(時任邱縣農村信用合作聯社理事長)

對違規分紅負有責任

警告

3

馬敬濤(時任邱縣農村信用合作聯社主任)

對關聯交易未按規定備案審批、內控管理不到位負有責任

警告並罰款10萬元

4

陳祥華(時任邱縣農村信用合作聯社授信審批部經理)

對關聯交易未按規定備案審批負有責任

警告並罰款5萬元

5

徐俊山(時任邱縣農村信用合作聯社客戶經理二部經理)

對內控管理不到位負有責任

警告並罰款5萬元

6

李秀娥(時任邱縣農村信用合作聯社人力資源部經理)

對內控管理不到位負有責任

警告

7

劉景春(時任邱縣農村信用合作聯社計劃財務部經理)

對違規分紅負有責任

警告並罰款5萬元

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序號

當事人名稱

行政處罰決定書文號

主要違法違規行爲

行政處罰內容

作出決定機關

1

邱縣農村信用合作聯社

邯金罰決字〔2025〕3號

關聯交易未按規定備案審批、內控管理不到位、違規分紅

罰款205萬元

邯鄲金融監管分局

2

王義川(時任邱縣農村信用合作聯社理事長)

對違規分紅負有責任

警告

3

馬敬濤(時任邱縣農村信用合作聯社主任)

對關聯交易未按規定備案審批、內控管理不到位負有責任

警告並罰款10萬元

4

陳祥華(時任邱縣農村信用合作聯社授信審批部經理)

對關聯交易未按規定備案審批負有責任

警告並罰款5萬元

5

徐俊山(時任邱縣農村信用合作聯社客戶經理二部經理)

對內控管理不到位負有責任

警告並罰款5萬元

6

李秀娥(時任邱縣農村信用合作聯社人力資源部經理)

對內控管理不到位負有責任

警告

7

劉景春(時任邱縣農村信用合作聯社計劃財務部經理)

對違規分紅負有責任

警告並罰款5萬元

"}],"editor":null,"faq":[],"isLocked":false,"originalUrl":"https://bank.stockstar.com/IG2026042200038795.shtml","isOriginal":false,"translationSourceUrl":"","videoInfo":null,"relatedArticles":[],"isStockCategory":true,"stats":{"likes":0,"favorites":0,"comments":0,"shares":0,"views":72,"isLiked":false},"ads":[],"needIndex":false},"contentList":[{"title":"","content":"

2026年04月22日,邯鄲銀保監分局發佈行政處罰信息公開表,內容如下:邱縣農村信用合作聯社關聯交易未按規定備案審批、內控管理不到位、違規分紅罰款205萬元。王義川(時任邱縣農村信用合作聯社理事長)對違規分紅負有責任警告。馬敬濤(時任邱縣農村信用合作聯社主任)對關聯交易未按規定備案審批、內控管理不到位負有責任警告並罰款10萬元。陳祥華(時任邱縣農村信用合作聯社授信審批部經理)對關聯交易未按規定備案審批負有責任警告並罰款5萬元。徐俊山(時任邱縣農村信用合作聯社客戶經理二部經理)對內控管理不到位負有責任警告並罰款5萬元。李秀娥(時任邱縣農村信用合作聯社人力資源部經理)對內控管理不到位負有責任警告。劉景春(時任邱縣農村信用合作聯社計劃財務部經理)對違規分紅負有責任警告並罰款5萬元。

邯鄲銀保監分局對邱縣農村信用合作聯社作出行政處罰

序號

當事人名稱

行政處罰決定書文號

主要違法違規行爲

行政處罰內容

作出決定機關

1

邱縣農村信用合作聯社

邯金罰決字〔2025〕3號

關聯交易未按規定備案審批、內控管理不到位、違規分紅

罰款205萬元

邯鄲金融監管分局

2

王義川(時任邱縣農村信用合作聯社理事長)

對違規分紅負有責任

警告

3

馬敬濤(時任邱縣農村信用合作聯社主任)

對關聯交易未按規定備案審批、內控管理不到位負有責任

警告並罰款10萬元

4

陳祥華(時任邱縣農村信用合作聯社授信審批部經理)

對關聯交易未按規定備案審批負有責任

警告並罰款5萬元

5

徐俊山(時任邱縣農村信用合作聯社客戶經理二部經理)

對內控管理不到位負有責任

警告並罰款5萬元

6

李秀娥(時任邱縣農村信用合作聯社人力資源部經理)

對內控管理不到位負有責任

警告

7

劉景春(時任邱縣農村信用合作聯社計劃財務部經理)

對違規分紅負有責任

警告並罰款5萬元

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