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国家金融监督管理总局海南监管局对民生银行三亚分行作出行政处罚

证券之星2026年7月31日 12:05
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2026年07月31日,国家金融监督管理总局海南监管局发布行政处罚信息公开表,内容如下:民生银行三亚分行违规办理票据转贴现业务、票据业务内控管理不到位、员工异常行为管理不到位等;对石飞熊给予警告并罚款15万元,对孙洁、秦小霞、杨冀给予警告。

国家金融监督管理总局海南监管局对民生银行三亚分行作出行政处罚

序号

当事人名称

主要违法违规行为

行政处罚内容

作出决定机关

1

民生银行三亚分行及相关责任人员

违规办理票据转贴现业务、票据业务内控管理不到位、员工异常行为管理不到位等

对民生银行三亚分行罚款350万元。对石飞熊给予警告并罚款15万元,对孙贻洁、秦小霞、杨冀给予警告

国家金融监督管理总局海南监管局

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序号

当事人名称

主要违法违规行为

行政处罚内容

作出决定机关

1

民生银行三亚分行及相关责任人员

违规办理票据转贴现业务、票据业务内控管理不到位、员工异常行为管理不到位等

对民生银行三亚分行罚款350万元。对石飞熊给予警告并罚款15万元,对孙贻洁、秦小霞、杨冀给予警告

国家金融监督管理总局海南监管局

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2026年07月31日,国家金融监督管理总局海南监管局发布行政处罚信息公开表,内容如下:民生银行三亚分行违规办理票据转贴现业务、票据业务内控管理不到位、员工异常行为管理不到位等;对石飞熊给予警告并罚款15万元,对孙洁、秦小霞、杨冀给予警告。

国家金融监督管理总局海南监管局对民生银行三亚分行作出行政处罚

序号

当事人名称

主要违法违规行为

行政处罚内容

作出决定机关

1

民生银行三亚分行及相关责任人员

违规办理票据转贴现业务、票据业务内控管理不到位、员工异常行为管理不到位等

对民生银行三亚分行罚款350万元。对石飞熊给予警告并罚款15万元,对孙贻洁、秦小霞、杨冀给予警告

国家金融监督管理总局海南监管局

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