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贵州金融监管局对平安银行股份有限公司贵阳分行作出行政处罚

证券之星2026年7月10日 10:00
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2026年07月10日,贵州金融监管局发布行政处罚信息公开表,内容如下:平安银行股份有限公司贵阳分行主要违法违规行为包括高管未经任职资格核准实际履职、信贷管理不到位、个人贷款业务管理不到位、违规单户转让个人抵押不良贷款,作出罚款150万元的行政处罚决定。刘雷(时任平安银行股份有限公司贵阳分行投行业务团队总经理)主要违法违规事实为未经任职资格核准实际履职、信贷管理不到位,作出警告并罚款5万元的行政处罚决定。蔡毅(时任平安银行股份有限公司贵阳分行行长助理)主要违法违规事实为违规单户转让个人抵押不良贷款,作出警告的行政处罚决定。张龙飞(时任平安银行股份有限公司贵阳分行地产金融部副总监(主持工作))主要违法违规事实为信贷管理不到位,作出罚款5万元的行政处罚决定。姜蕾(时任平安银行股份有限公司贵阳分行零售贷款部副总经理)主要违法违规事实为个人贷款业务管理不到位,作出警告的行政处罚决定。

序号贵州金融监管局对平安银行股份有限公司贵阳分行作出行政处罚

序号

当事人名称

行政处罚决定书

文号

主要违法违规行为

行政处罚内容

作出决定机关

1

平安银行股份有限公司贵阳分行

贵金罚决字

〔2026〕25号

高管未经任职资格核准实际履职、信贷管理不到位、个人贷款业务管理不到位、违规单户转让个人抵押不良贷款

罚款150万元

贵州金融

监管局

2

刘雷(时任平安银行股份有限公司贵阳分行投行业务团队总经理)

贵金罚决字

〔2026〕26

未经任职资格核准实际履职、信贷管理不到位

警告并

罚款5万元

3

蔡毅(时任平安银行股份有限公司贵阳分行行长助理)

贵金罚决字

〔2026〕27

违规单户转让个人抵押不良贷款

警告

4

张龙飞[时任平安银行股份有限公司贵阳分行地产金融部副总监(主持工作)]

贵金罚决字

〔2026〕28

信贷管理不到位

罚款5万元

5

姜蕾(时任平安银行股份有限公司贵阳分行零售贷款部副总经理)

贵金罚决字

〔2026〕29

个人贷款业务管理不到位

警告

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序号

当事人名称

行政处罚决定书

文号

主要违法违规行为

行政处罚内容

作出决定机关

1

平安银行股份有限公司贵阳分行

贵金罚决字

〔2026〕25号

高管未经任职资格核准实际履职、信贷管理不到位、个人贷款业务管理不到位、违规单户转让个人抵押不良贷款

罚款150万元

贵州金融

监管局

2

刘雷(时任平安银行股份有限公司贵阳分行投行业务团队总经理)

贵金罚决字

〔2026〕26

未经任职资格核准实际履职、信贷管理不到位

警告并

罚款5万元

3

蔡毅(时任平安银行股份有限公司贵阳分行行长助理)

贵金罚决字

〔2026〕27

违规单户转让个人抵押不良贷款

警告

4

张龙飞[时任平安银行股份有限公司贵阳分行地产金融部副总监(主持工作)]

贵金罚决字

〔2026〕28

信贷管理不到位

罚款5万元

5

姜蕾(时任平安银行股份有限公司贵阳分行零售贷款部副总经理)

贵金罚决字

〔2026〕29

个人贷款业务管理不到位

警告

"}],"editor":null,"faq":[],"isLocked":false,"originalUrl":"https://bank.stockstar.com/IG2026071000036176.shtml","isOriginal":false,"translationSourceUrl":"","videoInfo":null,"relatedArticles":[],"isStockCategory":true,"stats":{"likes":0,"favorites":0,"comments":0,"shares":0,"views":61,"isLiked":false}},"contentList":[{"title":"","content":"

2026年07月10日,贵州金融监管局发布行政处罚信息公开表,内容如下:平安银行股份有限公司贵阳分行主要违法违规行为包括高管未经任职资格核准实际履职、信贷管理不到位、个人贷款业务管理不到位、违规单户转让个人抵押不良贷款,作出罚款150万元的行政处罚决定。刘雷(时任平安银行股份有限公司贵阳分行投行业务团队总经理)主要违法违规事实为未经任职资格核准实际履职、信贷管理不到位,作出警告并罚款5万元的行政处罚决定。蔡毅(时任平安银行股份有限公司贵阳分行行长助理)主要违法违规事实为违规单户转让个人抵押不良贷款,作出警告的行政处罚决定。张龙飞(时任平安银行股份有限公司贵阳分行地产金融部副总监(主持工作))主要违法违规事实为信贷管理不到位,作出罚款5万元的行政处罚决定。姜蕾(时任平安银行股份有限公司贵阳分行零售贷款部副总经理)主要违法违规事实为个人贷款业务管理不到位,作出警告的行政处罚决定。

序号贵州金融监管局对平安银行股份有限公司贵阳分行作出行政处罚

序号

当事人名称

行政处罚决定书

文号

主要违法违规行为

行政处罚内容

作出决定机关

1

平安银行股份有限公司贵阳分行

贵金罚决字

〔2026〕25号

高管未经任职资格核准实际履职、信贷管理不到位、个人贷款业务管理不到位、违规单户转让个人抵押不良贷款

罚款150万元

贵州金融

监管局

2

刘雷(时任平安银行股份有限公司贵阳分行投行业务团队总经理)

贵金罚决字

〔2026〕26

未经任职资格核准实际履职、信贷管理不到位

警告并

罚款5万元

3

蔡毅(时任平安银行股份有限公司贵阳分行行长助理)

贵金罚决字

〔2026〕27

违规单户转让个人抵押不良贷款

警告

4

张龙飞[时任平安银行股份有限公司贵阳分行地产金融部副总监(主持工作)]

贵金罚决字

〔2026〕28

信贷管理不到位

罚款5万元

5

姜蕾(时任平安银行股份有限公司贵阳分行零售贷款部副总经理)

贵金罚决字

〔2026〕29

个人贷款业务管理不到位

警告

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