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国家金融监督管理总局凉山监管分局对车车保险凉山营业部作出行政处罚

证券之星2026年7月2日 09:18
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2026年07月02日,国家金融监督管理总局凉山监管分局发布行政处罚信息公开表,内容如下:车车保险凉山营业部业务档案不规范不完整、未按规定履行客户告知书制作和出示义务、委托未通过本机构执业登记的人员从事保险代理业务,警告并罚款人民币2.5万元。王英(车车保险凉山营业部主要负责人)对机构业务档案不规范不完整、未按规定履行客户告知书制作和出示义务、委托未通过本机构执业登记的人员从事保险代理业务负相关责任,警告并罚款人民币1.2万元。

国家金融监督管理总局凉山监管分局对车车保险凉山营业部作出行政处罚

序号

当事人名称

行政处罚决定书文号

主要违法违规行为

行政处罚内容

作出决定机关

1

车车保险销售服务有限公司四川省凉山营业部

凉金监罚决字〔2026〕5号

业务档案不规范不完整、未按规定履行客户告知书制作和出示义务、委托未通过本机构执业登记的人员从事保险代理业务

警告并罚款人民币2.5万元

国家金融监督管理总局凉山监管分局

2

王英(车车保险凉山营业部主要负责人)

对机构业务档案不规范不完整、未按规定履行客户告知书制作和出示义务、委托未通过本机构执业登记的人员从事保险代理业务负相关责任

警告并罚款人民币1.2万元

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2026年07月02日,国家金融监督管理总局凉山监管分局发布行政处罚信息公开表,内容如下:车车保险凉山营业部业务档案不规范不完整、未按规定履行客户告知书制作和出示义务、委托未通过本机构执业登记的人员从事保险代理业务,警告并罚款人民币2.5万元。王英(车车保险凉山营业部主要负责人)对机构业务档案不规范不完整、未按规定履行客户告知书制作和出示义务、委托未通过本机构执业登记的人员从事保险代理业务负相关责任,警告并罚款人民币1.2万元。

国家金融监督管理总局凉山监管分局对车车保险凉山营业部作出行政处罚

序号

当事人名称

行政处罚决定书文号

主要违法违规行为

行政处罚内容

作出决定机关

1

车车保险销售服务有限公司四川省凉山营业部

凉金监罚决字〔2026〕5号

业务档案不规范不完整、未按规定履行客户告知书制作和出示义务、委托未通过本机构执业登记的人员从事保险代理业务

警告并罚款人民币2.5万元

国家金融监督管理总局凉山监管分局

2

王英(车车保险凉山营业部主要负责人)

对机构业务档案不规范不完整、未按规定履行客户告知书制作和出示义务、委托未通过本机构执业登记的人员从事保险代理业务负相关责任

警告并罚款人民币1.2万元

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