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国家金融监督管理总局广安监管分局行政处罚信息公开表（广安金监罚决字〔2025〕1号；广安金监罚决字〔2025〕2号；广安金监罚决字〔2025〕3号；广安金监罚决字〔2025〕4号；广安金监罚决字〔2025〕5号；广安金监罚决字〔2025〕6号）

证券之星2026年7月2日 07:36

序号国家金融监督管理总局广安监管分局行政处罚信息公开表（广安金监罚决字〔2025〕1号；广安金监罚决字〔2025〕2号；广安金监罚决字〔2025〕3号；广安金监罚决字〔2025〕4号；广安金监罚决字〔2025〕5号；广安金监罚决字〔2025〕6号）

序号	当事人名称	行政处罚决定书文号	主要违法违规行为	行政处罚内容	作出决定机关
1	四川武胜农村商业银行股份有限公司	广安金监罚决字〔2025〕1号	未按规定报送重大关联交易；未落实集团客户统一授信监管要求	罚款60万元	广安金融监管分局
2	秦溢（时任武胜农商银行风险与合规管理部负责人）	广安金监罚决字〔2025〕2号	未按规定报送重大关联交易	警告
3	郑玉娇（时任武胜农商银行公司业务部副总经理)	广安金监罚决字〔2025〕3号	未落实集团客户统一授信监管要求	警告
4	蒲昆（时任武胜农商银行副行长）	广安金监罚决字〔2025〕4号	未落实集团客户统一授信监管要求	警告
5	广安农村商业银行股份有限公司	广安金监罚决字〔2025〕5号	贷款管理不到位，导致形成风险；虚增存贷款规模	罚款65万元	广安金融监管分局
6	陈波（时任广安区建安信用社主任、广安农商银行建安支行行长、广安农商银行悦来支行行长）	广安金监罚决字〔2025〕6号	贷款管理不到位，导致形成风险；虚增存贷款规模	警告并罚款７万元。	广安金融监管分局

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