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国家金融监督管理总局晋中监管分局对上海浦东发展银行股份有限公司晋中分行作出行政处罚

证券之星2026年5月9日 08:51

2026年05月09日，中国银行保险监督管理委员会晋中监管分局发布行政处罚信息公开表，内容如下：上海浦东发展银行股份有限公司晋中分行违规发放贷款用途不真实的流动资金贷款，作出罚款20万元的行政处罚决定。郭宗锋（时任上海浦东发展银行股份有限公司晋中分行阳路支行行长）对上海浦东发展银行股份有限公司晋中分行违规发放贷款用途不真实的流动资金贷款的行为负有责任，作出警告的行政处罚决定。

序号国家金融监督管理总局晋中监管分局对上海浦东发展银行股份有限公司晋中分行作出行政处罚

序号

当事人名称

行政处罚决定书文号

主要违法违规行为

行政处罚依据

行政处罚内容

作出决定机关

作出决定时间

1

上海浦东发展银行股份有限公司晋中分行

晋中金管罚决字〔2026〕9号

违规发放贷款用途不真实的流动资金贷款

《中华人民共和国银行业监督管理法》第二十一条、第四十六条和相关审慎经营规则

罚款20万元

国家金融监督管理总局晋中监管分局

2026年4月27日

2

郭宗锋(时任上海浦东发展银行股份有限公司晋中定阳路支行行长）

对上海浦东发展银行股份有限公司晋中分行违规发放贷款用途不真实的流动资金贷款的行为负有责任

《中华人民共和国银行业监督管理法》第二十一条、第四十八条和相关审慎经营规则

警告

国家金融监督管理总局晋中监管分局

2026年4月27日

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序号国家金融监督管理总局晋中监管分局对上海浦东发展银行股份有限公司晋中分行作出行政处罚

序号

当事人名称

行政处罚决定书文号

主要违法违规行为

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作出决定机关

作出决定时间

1

上海浦东发展银行股份有限公司晋中分行

晋中金管罚决字〔2026〕9号

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《中华人民共和国银行业监督管理法》第二十一条、第四十六条和相关审慎经营规则

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