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深圳金融监管局行政处罚信息公示表

证券之星2026年4月17日 07:02

深圳金融监管局行政处罚信息公示表

序号	当事人名称	主要违法违规行为	行政处罚内容	作出决定机关
1	罗成成、湛克蓉、刘靖洲、王丽	个人代理人虚假宣传	对罗成成、湛克蓉、刘靖洲给予警告，对王丽给予警告并处罚款1万元。	深圳金融监管局

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序号	当事人名称	主要违法违规行为	行政处罚内容	作出决定机关
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深圳金融监管局行政处罚信息公示表

序号	当事人名称	主要违法违规行为	行政处罚内容	作出决定机关
1	罗成成、湛克蓉、刘靖洲、王丽	个人代理人虚假宣传	对罗成成、湛克蓉、刘靖洲给予警告，对王丽给予警告并处罚款1万元。	深圳金融监管局

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