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深圳金融监管局行政处罚信息公示表

证券之星2026年4月17日 07:02
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深圳金融监管局行政处罚信息公示表

序号

当事人名称

主要违法违规行为

行政处罚内容

作出决定机关

1

罗成成、湛克蓉、刘靖洲、王丽

个人代理人虚假宣传

对罗成成、湛克蓉、刘靖洲给予警告王丽给予警告并罚款1万元。

深圳金融监管局

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序号

当事人名称

主要违法违规行为

行政处罚内容

作出决定机关

1

罗成成、湛克蓉、刘靖洲、王丽

个人代理人虚假宣传

对罗成成、湛克蓉、刘靖洲给予警告王丽给予警告并罚款1万元。

深圳金融监管局

"}],"editor":null,"faq":[],"isLocked":false,"originalUrl":"https://bank.stockstar.com/IG2026041700023660.shtml","isOriginal":false,"translationSourceUrl":"","videoInfo":null,"relatedArticles":[],"isStockCategory":true,"stats":{"likes":0,"favorites":0,"comments":0,"shares":0,"views":16,"isLiked":false}},"contentList":[{"title":"","content":"
深圳金融监管局行政处罚信息公示表

序号

当事人名称

主要违法违规行为

行政处罚内容

作出决定机关

1

罗成成、湛克蓉、刘靖洲、王丽

个人代理人虚假宣传

对罗成成、湛克蓉、刘靖洲给予警告王丽给予警告并罚款1万元。

深圳金融监管局

","id":"iycwnwbivs"}],"aiPodcast":{"hasAiPodcast":false,"content":{"id":0,"title":"","url":"","class":"","route":"","topic":"","topicParent":"","coverImage":"","duration":0}},"aiSummary":{"hasAiSummary":false,"hasBlackSummary":false,"content":{"summary":"","keyPoints":"","blackSummary":""}},"relatedArticleList":[{"id":"1903731","route":"261903731-oil-wti-brent-trump-us-iran-war-hormuz-strait-tradingkey","topic":"crude-oil","topicParent":"commodities","coverImage":"https://resource.tradingkey.com/cms_uploads/img/20240104/b7918f1f3f9ff5b0f3c6ad5f1b1ee7fe.jpg","title":"美伊局势再度升温,布伦特原油升穿110美元关口,机构警告油价或逼近2008年峰值水平","description":"Tradingkey - 周末两日地缘冲突风云突变,在特朗普结束访华之行,美伊局势再度升温。霍尔木兹海峡长期封锁预期再起,推升两大原油期货触及近两周的高点。截至发稿,布伦特原油突破110美元大关,涨1.80%,报111.45美元/桶,盘中一度触及5月5日来最高水平;WTI原油期货涨2.39%,报103.41美元/桶。","topicName":"商品","class":"FEATURED","author":"Andy Chen","organization":"TradingKey","source":"TradingKey","publishAt":"1779072240","symbols":[]},{"id":"1903482","route":"261903482-gold-prices-fallen-below-4500-dollar-drop-4360-this-week-tradingkey","topic":"metal","topicParent":"commodities","coverImage":"https://resource.tradingkey.com/cms_uploads/img/20240507/03bac7e5af514b3ddeffbbfa3da4aded.jpg","title":"黄金价格跌破4500美元,本周金价或将跌至4360美元","description":"TradingKey - 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