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常州金融监管分局对苏州银行股份有限公司常州分行作出行政处罚

证券之星2026年4月10日 08:04
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2026年04月10日，常州金融监管分局发布行政处罚信息公开表，内容如下：苏州银行股份有限公司常州分行主要违法违规行为：贷前调查不到位、项目资本金审核不严，作出行政处罚决定：罚款60万元。李汉民（时任苏州银行股份有限公司常州分行公司业务六部总经理助理）主要违法违规行为：贷前调查不到位、项目资本金审核不严，作出行政处罚决定：警告。

常州金融监管分局对苏州银行股份有限公司常州分行作出行政处罚

序号

当事人名称

行政处罚决定书文号

主要违法违规行为

行政处罚内容

作出决定机关

1

苏州银行股份有限公司常州分行

常金罚决字〔2026〕1号

贷前调查不到位、项目资本金审核不严

罚款60万元

常州金融监管分局

2

李汉民（时任苏州银行股份有限公司常州分行公司业务六部总经理助理）

常金罚决字〔2026〕2号

警告

常州金融监管分局

免责声明：本网站提供的信息仅供教育和参考之用，不应视为财务或投资建议。

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序号

当事人名称

行政处罚决定书文号

主要违法违规行为

行政处罚内容

作出决定机关

1

苏州银行股份有限公司常州分行

常金罚决字〔2026〕1号

贷前调查不到位、项目资本金审核不严

罚款60万元

常州金融监管分局

2

李汉民（时任苏州银行股份有限公司常州分行公司业务六部总经理助理）

常金罚决字〔2026〕2号

警告

常州金融监管分局

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2026年04月10日，常州金融监管分局发布行政处罚信息公开表，内容如下：苏州银行股份有限公司常州分行主要违法违规行为：贷前调查不到位、项目资本金审核不严，作出行政处罚决定：罚款60万元。李汉民（时任苏州银行股份有限公司常州分行公司业务六部总经理助理）主要违法违规行为：贷前调查不到位、项目资本金审核不严，作出行政处罚决定：警告。

常州金融监管分局对苏州银行股份有限公司常州分行作出行政处罚

序号

当事人名称

行政处罚决定书文号

主要违法违规行为

行政处罚内容

作出决定机关

1

苏州银行股份有限公司常州分行

常金罚决字〔2026〕1号

贷前调查不到位、项目资本金审核不严

罚款60万元

常州金融监管分局

2

李汉民（时任苏州银行股份有限公司常州分行公司业务六部总经理助理）

常金罚决字〔2026〕2号

警告

常州金融监管分局

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