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六盘水银保监分局对水城蒙银村镇银行股份有限公司作出行政处罚

证券之星2026年3月31日 07:31

2026年03月31日，六盘水银保监分局发布行政处罚信息公开表，内容如下：水城蒙银村镇银行股份有限公司未经任职资格核准人员实际履行高管职责、董事长未勤勉履职，作出罚款60万元的行政处罚决定。王金（时任水城蒙银村镇银行股份有限公司董事长）未经任职资格核准人员实际履行高管职责、董事长未勤勉履职，作出警告并罚款5万元的行政处罚决定。

六盘水银保监分局对水城蒙银村镇银行股份有限公司作出行政处罚

序号

当事人名称

行政处罚决定书文号

主要违法违规行为

行政处罚内容

作出决定机关

01

水城蒙银村镇银行股份有限公司

六金监罚决字〔2026〕1号

未经任职资格核准人员实际履行高管职责、董事长未勤勉履职

罚款60万元

六盘水金融监管分局

02

王金（时任水城蒙银村镇银行股份有限公司董事长）

六金监罚决字〔2026〕2号

警告并罚款5万元

六盘水金融监管分局

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行政处罚内容

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01

水城蒙银村镇银行股份有限公司

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罚款60万元

六盘水金融监管分局

02

王金（时任水城蒙银村镇银行股份有限公司董事长）

六金监罚决字〔2026〕2号

警告并罚款5万元

六盘水金融监管分局

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2026年03月31日，六盘水银保监分局发布行政处罚信息公开表，内容如下：水城蒙银村镇银行股份有限公司未经任职资格核准人员实际履行高管职责、董事长未勤勉履职，作出罚款60万元的行政处罚决定。王金（时任水城蒙银村镇银行股份有限公司董事长）未经任职资格核准人员实际履行高管职责、董事长未勤勉履职，作出警告并罚款5万元的行政处罚决定。

六盘水银保监分局对水城蒙银村镇银行股份有限公司作出行政处罚

序号

当事人名称

行政处罚决定书文号

主要违法违规行为

行政处罚内容

作出决定机关

01

水城蒙银村镇银行股份有限公司

六金监罚决字〔2026〕1号

未经任职资格核准人员实际履行高管职责、董事长未勤勉履职

罚款60万元

六盘水金融监管分局

02

王金（时任水城蒙银村镇银行股份有限公司董事长）

六金监罚决字〔2026〕2号

警告并罚款5万元

六盘水金融监管分局

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