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深圳金融监管局对杭州银行深圳分行作出行政处罚

证券之星2026年3月27日 06:38
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2026年03月27日,深圳金融监管局发布行政处罚信息公开表,内容如下:杭州银行深圳分行贷款“三查”不到位,滚动开立银行承兑汇票,对机构没收违法所得1.85万元,罚款100万元;对蒙陈朗、王心田给予警告。中国光大银行深圳分行滚动开立银行承兑汇票,对机构没收违法所得6万元,罚款120万元;对汤桦屹、吴思阳给予警告。中国人寿保险股份有限公司深圳市分公司虚假宣传、给予及承诺给予保险合同约定以外利益,对机构罚款26万元;对曹雅文给予警告并处罚款8万元,对韩永军给予警告并处罚款7万元。和谐健康保险股份有限公司深圳分公司财务数据不真实,对机构罚款50万元;对曾罡给予警告并处罚款7万元,对倪洪给予警告并处罚款5万元。

深圳金融监管局对杭州银行深圳分行作出行政处罚

序号

当事人名称

主要违法违规行为

行政处罚内容

作出决定机关

1

杭州银行深圳分行

贷款“三查”不到位,滚动开立银行承兑汇票

对机构没收违法所得1.85万元,罚款100万元;对蒙陈朗、王心田给予警告。

深圳金融监管局

2

中国光大银行深圳分行

滚动开立银行承兑汇票

对机构没收违法所得6万元,罚款120万元;对汤桦屹、吴思阳给予警告。

深圳金融监管局

3

中国人寿保险股份有限公司深圳市分公司

虚假宣传、给予及承诺给予保险合同约定以外利益

对机构罚款26万元;对曹雅文给予警告并处罚款8万元,对韩永军给予警告并处罚款7万元。

深圳金融监管局

4

和谐健康保险股份有限公司深圳分公司

财务数据不真实

对机构罚款50万元;对曾罡给予警告并处罚款7万元,对倪洪给予警告并处罚款5万元。

深圳金融监管局

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序号

当事人名称

主要违法违规行为

行政处罚内容

作出决定机关

1

杭州银行深圳分行

贷款“三查”不到位,滚动开立银行承兑汇票

对机构没收违法所得1.85万元,罚款100万元;对蒙陈朗、王心田给予警告。

深圳金融监管局

2

中国光大银行深圳分行

滚动开立银行承兑汇票

对机构没收违法所得6万元,罚款120万元;对汤桦屹、吴思阳给予警告。

深圳金融监管局

3

中国人寿保险股份有限公司深圳市分公司

虚假宣传、给予及承诺给予保险合同约定以外利益

对机构罚款26万元;对曹雅文给予警告并处罚款8万元,对韩永军给予警告并处罚款7万元。

深圳金融监管局

4

和谐健康保险股份有限公司深圳分公司

财务数据不真实

对机构罚款50万元;对曾罡给予警告并处罚款7万元,对倪洪给予警告并处罚款5万元。

深圳金融监管局

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2026年03月27日,深圳金融监管局发布行政处罚信息公开表,内容如下:杭州银行深圳分行贷款“三查”不到位,滚动开立银行承兑汇票,对机构没收违法所得1.85万元,罚款100万元;对蒙陈朗、王心田给予警告。中国光大银行深圳分行滚动开立银行承兑汇票,对机构没收违法所得6万元,罚款120万元;对汤桦屹、吴思阳给予警告。中国人寿保险股份有限公司深圳市分公司虚假宣传、给予及承诺给予保险合同约定以外利益,对机构罚款26万元;对曹雅文给予警告并处罚款8万元,对韩永军给予警告并处罚款7万元。和谐健康保险股份有限公司深圳分公司财务数据不真实,对机构罚款50万元;对曾罡给予警告并处罚款7万元,对倪洪给予警告并处罚款5万元。

深圳金融监管局对杭州银行深圳分行作出行政处罚

序号

当事人名称

主要违法违规行为

行政处罚内容

作出决定机关

1

杭州银行深圳分行

贷款“三查”不到位,滚动开立银行承兑汇票

对机构没收违法所得1.85万元,罚款100万元;对蒙陈朗、王心田给予警告。

深圳金融监管局

2

中国光大银行深圳分行

滚动开立银行承兑汇票

对机构没收违法所得6万元,罚款120万元;对汤桦屹、吴思阳给予警告。

深圳金融监管局

3

中国人寿保险股份有限公司深圳市分公司

虚假宣传、给予及承诺给予保险合同约定以外利益

对机构罚款26万元;对曹雅文给予警告并处罚款8万元,对韩永军给予警告并处罚款7万元。

深圳金融监管局

4

和谐健康保险股份有限公司深圳分公司

财务数据不真实

对机构罚款50万元;对曾罡给予警告并处罚款7万元,对倪洪给予警告并处罚款5万元。

深圳金融监管局

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