tradingkey.logo
搜索

深圳金融监管局对杭州银行深圳分行作出行政处罚

证券之星2026年3月27日 06:38
facebooktwitterlinkedin

2026年03月27日,深圳金融监管局发布行政处罚信息公开表,内容如下:杭州银行深圳分行贷款“三查”不到位,滚动开立银行承兑汇票,对机构没收违法所得1.85万元,罚款100万元;对蒙陈朗、王心田给予警告。中国光大银行深圳分行滚动开立银行承兑汇票,对机构没收违法所得6万元,罚款120万元;对汤桦屹、吴思阳给予警告。中国人寿保险股份有限公司深圳市分公司虚假宣传、给予及承诺给予保险合同约定以外利益,对机构罚款26万元;对曹雅文给予警告并处罚款8万元,对韩永军给予警告并处罚款7万元。和谐健康保险股份有限公司深圳分公司财务数据不真实,对机构罚款50万元;对曾罡给予警告并处罚款7万元,对倪洪给予警告并处罚款5万元。

深圳金融监管局对杭州银行深圳分行作出行政处罚

序号

当事人名称

主要违法违规行为

行政处罚内容

作出决定机关

1

杭州银行深圳分行

贷款“三查”不到位,滚动开立银行承兑汇票

对机构没收违法所得1.85万元,罚款100万元;对蒙陈朗、王心田给予警告。

深圳金融监管局

2

中国光大银行深圳分行

滚动开立银行承兑汇票

对机构没收违法所得6万元,罚款120万元;汤桦屹、吴思阳给予警告

深圳金融监管局

3

中国人寿保险股份有限公司深圳市分公司

虚假宣传、给予承诺给予保险合同约定以外利益

对机构罚款26万元;对曹雅文给予警告并处罚款8万元,对韩永军给予警告并处罚款7万元。

深圳金融监管局

4

和谐健康保险股份有限公司深圳分公司

财务数据不真实

对机构罚款50万元;对曾罡给予警告并罚款7万元倪洪给予警告并罚款5万元

深圳金融监管局

免责声明:本网站提供的信息仅供教育和参考之用,不应视为财务或投资建议。

推荐文章

Tradingkey
KeyAI

序号

当事人名称

主要违法违规行为

行政处罚内容

作出决定机关

1

杭州银行深圳分行

贷款“三查”不到位,滚动开立银行承兑汇票

对机构没收违法所得1.85万元,罚款100万元;对蒙陈朗、王心田给予警告。

深圳金融监管局

2

中国光大银行深圳分行

滚动开立银行承兑汇票

对机构没收违法所得6万元,罚款120万元;汤桦屹、吴思阳给予警告

深圳金融监管局

3

中国人寿保险股份有限公司深圳市分公司

虚假宣传、给予承诺给予保险合同约定以外利益

对机构罚款26万元;对曹雅文给予警告并处罚款8万元,对韩永军给予警告并处罚款7万元。

深圳金融监管局

4

和谐健康保险股份有限公司深圳分公司

财务数据不真实

对机构罚款50万元;对曾罡给予警告并罚款7万元倪洪给予警告并罚款5万元

深圳金融监管局

"}],"editor":null,"faq":[],"isLocked":false,"originalUrl":"https://bank.stockstar.com/IG2026032700026241.shtml","isOriginal":false,"translationSourceUrl":"","videoInfo":null,"relatedArticles":[],"isStockCategory":true,"stats":{"likes":0,"favorites":0,"comments":0,"shares":0,"views":32,"isLiked":false}},"contentList":[{"title":"","content":"

2026年03月27日,深圳金融监管局发布行政处罚信息公开表,内容如下:杭州银行深圳分行贷款“三查”不到位,滚动开立银行承兑汇票,对机构没收违法所得1.85万元,罚款100万元;对蒙陈朗、王心田给予警告。中国光大银行深圳分行滚动开立银行承兑汇票,对机构没收违法所得6万元,罚款120万元;对汤桦屹、吴思阳给予警告。中国人寿保险股份有限公司深圳市分公司虚假宣传、给予及承诺给予保险合同约定以外利益,对机构罚款26万元;对曹雅文给予警告并处罚款8万元,对韩永军给予警告并处罚款7万元。和谐健康保险股份有限公司深圳分公司财务数据不真实,对机构罚款50万元;对曾罡给予警告并处罚款7万元,对倪洪给予警告并处罚款5万元。

深圳金融监管局对杭州银行深圳分行作出行政处罚

序号

当事人名称

主要违法违规行为

行政处罚内容

作出决定机关

1

杭州银行深圳分行

贷款“三查”不到位,滚动开立银行承兑汇票

对机构没收违法所得1.85万元,罚款100万元;对蒙陈朗、王心田给予警告。

深圳金融监管局

2

中国光大银行深圳分行

滚动开立银行承兑汇票

对机构没收违法所得6万元,罚款120万元;汤桦屹、吴思阳给予警告

深圳金融监管局

3

中国人寿保险股份有限公司深圳市分公司

虚假宣传、给予承诺给予保险合同约定以外利益

对机构罚款26万元;对曹雅文给予警告并处罚款8万元,对韩永军给予警告并处罚款7万元。

深圳金融监管局

4

和谐健康保险股份有限公司深圳分公司

财务数据不真实

对机构罚款50万元;对曾罡给予警告并罚款7万元倪洪给予警告并罚款5万元

深圳金融监管局

","id":"jjvrimgwxu"}],"aiPodcast":{"hasAiPodcast":false,"content":{"id":0,"title":"","url":"","class":"","route":"","topic":"","topicParent":"","coverImage":"","duration":0}},"aiSummary":{"hasAiSummary":false,"hasBlackSummary":false,"content":{"summary":"","keyPoints":"","blackSummary":""}},"relatedArticleList":[{"id":"1882850","route":"261882850-AlanLong","topic":"metal","topicParent":"commodities","coverImage":"https://resource.tradingkey.com/cms_uploads/img/20231205/d8f26248e9f58503ddf1eaf5694f4711.jpg","title":"白银价格预测:白银单日暴涨7%,后市有望刷新历史新高?","description":"TradingKey - 美东时间5月11日,白银(XAGUSD)当日暴涨7.28%,收盘价报86.13美元,银价连续5个交易日上涨。相比之下,金价(XAUUSD)虽然当日日内振幅超过100美元,但涨幅却只有0.42%,远不及白银,这是否意味着白银新一轮上涨即将开始?","topicName":"商品","class":"FEATURED","author":"Alan Long","organization":"TradingKey","source":"TradingKey","publishAt":"1778555658","symbols":[]},{"id":"1882845","route":"261882845-kospi-samsung-sk-square-jpm-president-ai-tradingkey","topic":"more","topicParent":"stocks","coverImage":"https://resource.tradingkey.com/uploads/20260512/kospi11-ab2ee18f47224f178de4d44ae3f930ad.jpg","title":"韩国综合指数逼近8000点后急跌超5% 导火索竟是韩国高层提出“AI利润再分配”","description":"Tradingkey - 5月12日早盘时段,韩国综合指数盘初一度触及8000点大关,随后转头直下跌超5%,低见7421.71点。截至发稿,仍跌1.24%,报7725.33点。\n占据韩国综合指数半壁市值的三星电子以及SK海力士造成本次闪跌的主要推手。当前SK海力士仍跌3.62%,报114.4万韩元;三星电子跌2.28%,报27.9万韩元。","topicName":"股票","class":"FEATURED","author":"Andy Chen","organization":"TradingKey","source":"TradingKey","publishAt":"1778555533","symbols":[]},{"id":"1882343","route":"261882343-today-market-recap-ai-geopolitical-tensions-tsla-mu-amd-arm-nvda-mu-trump-china-tradingkey","topic":"us-stock","topicParent":"stocks","coverImage":"https://resource.tradingkey.com/uploads/20260120/TradingKey_-CH--25bf5f9fb3d24dd29909a0edcd3666c4.png","title":"TradingKey 每日市场简报:标普500指数在特朗普访华消息及人工智能板块上涨推动下创历史新高","description":"在人工智能乐观情绪和特朗普即将访华的推动下,标普500指数和纳斯达克指数创下历史新高。尽管油价飙升且中东局势紧张,但半导体、航天和量子计算板块的强劲涨势助推了市场动能,同时软银(SoftBank)和 Circle 报告了关键的财务增长。","topicName":"股票","class":"FEATURED","author":"Block Tao","organization":"TradingKey","source":"TradingKey","publishAt":"1778545708","symbols":[]},{"id":"1876567","route":"261876567-cpi-bls-april-oil-consumer-inflation-fed-nonfarm-rate-interest-jpm-tradingkey","topic":"macro","topicParent":"economic","coverImage":"https://resource.tradingkey.com/uploads/20260509/CPI_1-f0788f629d5d4a3cb647897a0f962c0c.jpg","title":"美国4月CPI前瞻:美联储或在2026年完成放弃降息?","description":"TradingKey - 美国劳工统计局将于5月12日美东时间上午8:30发布4月CPI数据报告。2月底美伊冲突爆发以来,全球能源市场经历了史上最严重的地缘供给冲击。如今冲突已进入第三个月,霍尔木兹的通行量依然远低于战前水平,全球约20%的石油运输通道依然处于“断流”状态。这份通胀报告将成为油价传导效应的关键验证窗口。","topicName":"综合","class":"FEATURED","author":"Andy Chen","organization":"TradingKey","source":"TradingKey","publishAt":"1778421600","symbols":[]},{"id":"1810565","route":"261810565-sk-hynix-q1-2026-earnings-report-outlook-tradingkey","topic":"more","topicParent":"stocks","coverImage":"https://resource.tradingkey.com/uploads/20260324/SKHynix-2cbfbbf249954118970956332e94d3f9.jpg","title":"SK海力士2026 Q1财报前瞻:存储芯片价格暴涨,利润有望翻倍","description":"TradingKey - 存储巨头SK海力士即将于周四披露2026年第一财季业绩,市场对其表现充满期待。","topicName":"股票","class":"FEATURED","author":"Yulia Zeng","organization":"TradingKey","source":"TradingKey","publishAt":"1776866400","symbols":[]}],"hotArticlesList":[{"id":"1877113","route":"analysis/stocks/us-stock/261877113-galliumprice-gallium-galliumarsenide-gaas-lumentum-tradingkey","topic":"","topicParent":"","coverImage":"https://resource.tradingkey.com/uploads/20241015/85c878ce31774516b0dfff93cbe75c96genai1_150.jpg","title":"AI算力需求带火砷化镓,美股投资者如何布局相关产业链?","description":"","topicName":"","class":"FEATURED","author":"","organization":"","source":"TradingKey","publishAt":"1778403600","symbols":[{"symbol":"AXTI","name":"AXT Inc","icon":"https://resource.tradingkey.com/static/lseg/stocks/AXTI.png","type":"stocks","status":true,"route":"nasdaq-axti","typeRoute":"stocks","quoteInfo":null}],"isTop":0,"isHot":0,"topicIcon":"","isEmpty":false,"pv":181867.02},{"id":"1876567","route":"analysis/economic/macro/261876567-cpi-bls-april-oil-consumer-inflation-fed-nonfarm-rate-interest-jpm-tradingkey","topic":"","topicParent":"","coverImage":"https://resource.tradingkey.com/uploads/20260509/CPI_1-f0788f629d5d4a3cb647897a0f962c0c.jpg","title":"美国4月CPI前瞻:美联储或在2026年完成放弃降息?","description":"","topicName":"","class":"FEATURED","author":"","organization":"","source":"TradingKey","publishAt":"1778421600","symbols":[],"isTop":0,"isHot":0,"topicIcon":"","isEmpty":false,"pv":137856.5},{"id":"1876563","route":"analysis/stocks/us-stock/261876563-roundhillmemoryetf-dram-etf-mu-dramstock-tradingkey","topic":"","topicParent":"","coverImage":"https://resource.tradingkey.com/cms_uploads/img/20240513/427c4d6a5f95dbca7a5ada31d57abafc.jpg","title":"全球首款存储ETF上市五周暴涨88%!现在买入还来得及吗?","description":"","topicName":"","class":"FEATURED","author":"","organization":"","source":"TradingKey","publishAt":"1778312109","symbols":[{"symbol":"DRAM","name":"DRAM.NB","icon":"https://resource.tradingkey.com/static/lseg/common/D.png","type":"etf","status":true,"route":"nasdaq-dram","typeRoute":"etf","quoteInfo":null}],"isTop":0,"isHot":0,"topicIcon":"","isEmpty":false,"pv":86888.43},{"id":"1876587","route":"analysis/stocks/us-stock/261876587-lumentum-nasdaq100-costar-stock-inclusion-ai-nvidia-passive-valuation-cpo-tradingkey","topic":"","topicParent":"","coverImage":"https://resource.tradingkey.com/uploads/20260509/LITE-Lumentum-946e057ae58b4b899d74e37386905613.jpg","title":"Lumentum公司被纳入纳斯达克100指数,股票价格能否重返1000美元?","description":"","topicName":"","class":"FEATURED","author":"","organization":"","source":"TradingKey","publishAt":"1778313393","symbols":[{"symbol":"LITE","name":"Lumentum Holdings Inc","icon":"https://resource.tradingkey.com/static/lseg/stocks/LITE.png","type":"stocks","status":true,"route":"nasdaq-lite","typeRoute":"stocks","quoteInfo":null}],"isTop":0,"isHot":0,"topicIcon":"","isEmpty":false,"pv":75885.79},{"id":"1876704","route":"analysis/stocks/us-stock/261876704-sandisk-stock-sndk-share-price-ai-processors-memory-hdd-ssd-nvnd-flash-tradingkey","topic":"","topicParent":"","coverImage":"https://resource.tradingkey.com/uploads/20260130/SNDK-83d22ed5b6af4dba9b7bf44e95d80308.jpg","title":"为何闪迪股价有望飙升至 4,000 美元?","description":"","topicName":"","class":"FEATURED","author":"","organization":"","source":"TradingKey","publishAt":"1778317200","symbols":[{"symbol":"SNDK","name":"闪迪","icon":"https://resource.tradingkey.com/uploads/20260324/SNDK-46dbe00d6be94bfe9201d8f1dcf1c7f6.png","type":"stocks","status":true,"route":"nasdaq-sndk","typeRoute":"stocks","quoteInfo":null}],"isTop":0,"isHot":0,"topicIcon":"","isEmpty":false,"pv":73620.55}],"articleFullPath":"/news/stocks/261726478-analysis-new-stockstar","is404":false,"meta":{"isAnalysis":false,"isNews":true,"isPreviewMode":false}}]}